Some upheld, recommendations

  • Case ref:
    201004982
  • Date:
    March 2012
  • Body:
    Ayrshire and Arran NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    clinical treatment; diagnosis

Summary
Mrs C was a patient of a consultant gynaecologist for about five years, during
which time she had gynaecological surgery, including a hysterectomy. At the
time of this surgery, the consultant noted signs of endometriosis (a condition in
which cells from the lining of the uterus appear outside the uterus). Five years
after the surgery, Mrs C was suffering intermittent pelvic pain and her GP
referred her to the board's gynaecology department.

Mrs C was unhappy with the care and treatment she received after the referral.
In particular, she was unhappy with the information that was provided to her
before surgery to remove her ovary. She felt that information was an
insufficient basis for her to give fully informed consent before surgery. She was
also unhappy about the removal of a stent, and complained that her ureter was
damaged during the ovary surgery. She also said that, due to failures in care
and treatment, she developed preventable infections, including MRSA.

We could not say with certainty what was said to Mrs C in advance of the two
procedures. From looking at the evidence, we found that Mrs C signed consent
forms for each procedure. Both forms stated that the nature and purpose of the
procedures had been explained to her, and that she consented to further
alternative operative measures that might be found necessary during the course
of the operation. In addition, the consent form for the ovary surgery had been
annotated and showed that the potential for bowel and bladder damage were
discussed. We were satisfied from the evidence that consent was properly
obtained and Mrs C was provided with sufficient information, and therefore, we
did not uphold this complaint.

We took advice from three of our medical advisers. One adviser said it was not
possible to say exactly how, or at what stage of, the ovary surgery Mrs C's left
ureter was damaged. The adviser was critical of the sparse record of the
operation and was also of the view, based on the available information, that the
damage to Mrs C's ureter could have been avoided. Given the deficiency in
record-keeping, and taking into account the views of the adviser, we upheld this
complaint.

In terms of Mrs C's treatment in hospital, two of our advisers found no evidence
of failures in care and treatment leading to Mrs C developing preventable
infections. However, based on the medical notes provided by the board, one
adviser was of the view that Mrs C should have been seen by a consultant
gynaecologist more urgently in another hospital, especially when she was still
unwell on the two days following her readmission after ovary surgery. In
addition, the adviser was critical of the wait for a CT urogram (a scan of the
urinary tract) before her move to another hospital. Given these failings in care
and treatment, we upheld this complaint.

Recommendations
We recommended that the board:
• apologise to Mrs C for the damage to her ureter during surgery;
• ensure operation notes include appropriate details, taking account of
Royal College of Obstetrics and Gynaecology guidelines and the
comments made in our decision; and
• draw the failings in care and treatment to the attention of medical staff in
the gynaecology department.

  • Case ref:
    201102688
  • Date:
    February 2012
  • Body:
    The City of Edinburgh Council
  • Sector:
    Local Government
  • Outcome:
    Some upheld, recommendations
  • Subject:
    common repairs to former council houses

Summary
Mrs C is an owner/occupier in a tenement building which is partially private but in which the council still has an interest. She was dissatisfied with the cost of mutual repairs (stair entry door) which the council arranged and she claimed that all the works she was billed for had not been undertaken. When Mrs C received a reduced bill, she claimed that the council failed to explain the reason for the reduction.

Mrs C complained that the council's handling of the matter, particularly that they took an excessively long time to investigate. Our investigation established that the council had arranged for the repairs to be undertaken without consulting with the other owners because it was deemed to be emergency work, necessitating immediate action in the interests of residents' safety.

The council informed us that visits were undertaken but it was clear that there had been a delay in responding to Mrs C's complaint, and it was not handled appropriately under the terms of their complaints procedure. We upheld the complaint about failings in the council's complaints handling. We did not uphold Mrs C's complaint that the council had not explained the reason for the reduction in the repairs bill because the evidence confirmed that a satisfactory explanation was given.

Recommendation
We recommended that the council:
• issue a formal apology from the Chief Executive to the complainant in recognition of the council's shortcomings in the handling of her complaint under their complaints procedure.
 

  • Case ref:
    201001204
  • Date:
    February 2012
  • Body:
    Argyll and Bute Council
  • Sector:
    Local Government
  • Outcome:
    Some upheld, recommendations
  • Subject:
    social work

Summary
Mr C complained that the council had breached National Care Standards by amending their policy in relation to foster carers’ ability to claim for travel expenses, and in relation to providing child care at training and consultation days. He also complained about the way the council had handled his complaints.

Mr C stated he was disadvantaged by the amendment to the foster carer’s allowance, which meant he could no longer claim for journeys of less than 50 miles. He felt that this expenditure should not come out of an allowance for an individual child, and that he was discriminated against as an individual who lived in a more remote location than other foster carers receiving the same allowance. He also explained the council had failed to provide child care at some training events, which made it more difficult for foster carers such as him to attend.

We did not uphold this complaint, although we criticised the council’s consultation process in relation to changing its policy about foster carers’ allowances. We found that the change did not breach the Standards and were within the council’s discretion. We also found that the council had apologised for failing to provide child care at training events, and did so at subsequent events.

We upheld Mr C’s complaint about the complaints handling process. We found there were lengthy delays in him receiving responses at some stages of the process, and that at one stage the complaint went back to someone who had dealt with it at an earlier stage. Mr C also had to request twice that his complaint be responded to by the Chief Executive as per the council’s procedure.

Recommendations
We recommend that the council:
• provide an apology to Mr C for failing to follow its complaints procedure adequately in relation to your complaints; and
• provide evidence of the new complaints handling process, and of staff training in relation to complaints handling.
 

  • Case ref:
    201101279
  • Date:
    February 2012
  • Body:
    The Golden Jubilee National Hospital
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    clinical treatment; diagnosis

Summary
Mr C's 86-year-old mother (Mrs A) was admitted to The Golden Jubilee National Hospital for hip surgery. Following surgery, she was returned to the ward for bed rest and was noted to be a little confused. The hospital said that they explained to Mrs A that she should not mobilise and to use her call bell if she needed assistance. They said that she seemed to understand this advice.

During the night, Mrs A fell out of bed and dislocated her hip which then required further surgery. Within half an hour, she fell out of bed again and was then placed in an alarmed bed. Since her falls and surgeries, Mrs A’s recovery has been protracted and her long term prognosis is poor.

Mr C complained that his mother was not properly monitored following her surgery. Our investigation confirmed that although Mrs A's first fall could not have been anticipated, the hospital did not take appropriate action after a second fall. We found that the hospital also failed to send Mr C a copy of the appropriate incident report after he requested it.

Recommendation
We recommended that the hospital:
• apologise for failing to send Mr C a copy of the appropriate incident report and that they provide one.
 

  • Case ref:
    201100825
  • Date:
    February 2012
  • Body:
    Tayside NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    nurses / nursing care

Summary
Mr C's mother (Mrs A) required ankle replacement surgery. Around one week after her surgery, Mrs A was discharged home. Mr C complained that his mother was not properly cared for by the district nursing service to the extent that her ankle became severely infected, and she was disorientated and malnourished. Mr C said that when Mrs A was admitted to Ninewells Hospital around three weeks later, her condition was life-threatening.

Mr C said that the infection in his mother's ankle had also spread to her spine but that despite her pain and the concerns expressed by her family, it took a month to determine and treat the extent of the problem.

We investigated Mr C’s complaint and obtained advice from our medical adviser. The adviser found that the care and treatment given to Mr C's mother was satisfactory and that hospital staff had correctly concentrated on the severity of Mrs A's infection before addressing the pain in her back.

Although Mr C's complaints about his mother's care and treatment were not upheld, we did uphold his complaint about the board's complaints handling. We found that the board took too long to handle and investigate Mr C’s complaint and that they did not comply with their own stated timescales.

Recommendation
We recommended that the board:
• remind all staff involved in this complaint (particularly those who have been asked to respond to the complaints department) of their responsibility to support the NHS complaints procedure by replying in a timely way.

 

  • Case ref:
    201004334
  • Date:
    February 2012
  • Body:
    Tayside NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    clinical treatment; diagnosis

Summary
Mrs C was treated for a vaginal prolapse. She underwent surgery to correct the condition but had complications following the procedure which left her with bladder dysfunction. As a result of this, she required a permanent catheter.

Mrs C was initially taught to intermittently self-catheterise. She was uncomfortable with this procedure and found that it had a detrimental impact on her life. She raised her concerns with the board but it was some time before an alternative form of catheterisation was provided. Mrs C complained that avoidable surgical failures resulted in her losing bladder sensation and that the board failed to warn her in advance that her surgery could permanently damage her bladder. She also felt that the board took too long to investigate alternatives to self-catheterisation.

We found that the board did not warn Mrs C of the possibility of permanent bladder damage prior to her surgery. Whilst we were satisfied that the surgery was carried out correctly and the subsequent complications were unavoidable, we considered that there was an unreasonable delay to providing Mrs C with an alternative to self-catheterisation.

Recommendations
We recommended that the board:
• include information about the potential for permanent bladder problems, and any other significant detrimental outcomes, in their pre-operative counselling for vaginal repair surgery;
• draw their staff's attention to the NICE guidance on surgical repair of vaginal wall prolapse using mesh to ensure that patients are provided with full information regarding the risks and benefits of this procedure prior to giving consent; and
• apologise to Mrs C for the issues highlighted.
 

  • Case ref:
    201100810
  • Date:
    February 2012
  • Body:
    NHS 24
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    policy/administration

Summary
Mr C had been experiencing abdominal pain since around 05:00 on a day in June 2010. He became unwell and his pain increased in severity around 22:00. He telephoned the Scottish Ambulance Service (SAS). They did not consider his case to be an emergency and transferred his call to NHS 24. Mr C’s conversation with NHS 24 lasted around 40 minutes, during which time he repeatedly asked for an ambulance to be dispatched to his home. The NHS 24 call handler sought details of his symptoms and ultimately decided to arrange for a duty doctor to call him back within one hour. Mr C was not satisfied with this outcome and arranged for a neighbour to assist him to phone the SAS again. Following this call, a paramedic was dispatched and, following an examination, an ambulance was called. Mr C was found to have a burst appendix.

Mr C complained that NHS 24 should have dispatched an ambulance given the nature of his symptoms. He felt that the number and nature of the questions put to him by the call handler was repetitive, unreasonable and inappropriate. He also complained that it was inappropriate and unreasonable for NHS 24 to suggest that a doctor phone him ‘within an hour’ for further assessment when he was clearly in considerable pain and distress.

We were satisfied with the nature of the questions asked by NHS 24 and found that, whilst there was some duplication, this was kept to a minimum. The evidence that we were presented with showed that there were some communication issues between Mr C and the call-handler and we considered that these contributed to the length of the call more than the NHS 24 call procedure. Our professional medical adviser shared an opinion expressed by NHS 24 that Mr C’s symptoms indicated a need for a physical examination. Mr C had advised the call-handler that he was unable to make his own way to hospital, so we considered it unreasonable for the physical examination to be delayed further by arranging for a doctor to telephone him. We considered that NHS 24 should have made arrangements for a physical examination and, given the symptoms described by Mr C, we found that the most appropriate outcome would have been for an ambulance to be dispatched.

Recommendations
We recommended that NHS 24:
• reflect on their handling of Category C calls and the assessment criteria for transferring cases back to the Scottish Ambulance Service; and
• consider reviewing their criteria for assessing cases of acute abdominal pain to ensure that where rapid escalation of symptoms occurs, this is given due emphasis.
 

  • Case ref:
    201101586
  • Date:
    February 2012
  • Body:
    Highland NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary
Mr C attended his GP with regard to a lesion below his right eye. His GP referred him to a clinic at the hospital for further examination of the lesion. He was reviewed by a registrar initially in November 2010, and attended for the procedure around one month later. When Mr C left the clinic, he found the lesion he was concerned about remained on his face, and a lesion on his nose had been removed instead. Mr C complained to the board.

We found that the notes for the initial clinical appointment contained inaccurate details, and that the lesion for which Mr C’s GP had referred him was not the lesion subsequently identified by the registrar for removal. On this basis, we upheld Mr C’s complaint that the board failed to remove the lesion which he had been concerned about. Mr C had several lesions on his face, and it may also have been helpful if the original GP referral had included details of the other lesions to prevent this confusion arising.

However, we did not uphold Mr C’s second complaint that it was inappropriate to remove the lesion from the side of his nose. Examination of this lesion established that it was a benign tumour and, therefore, it was of clinical concern and certainly the most high risk lesion on Mr C’s face. We also found Mr C had signed a consent form prior to the procedure which stated he consented to any additional procedure which was in his best interests and justifiable for medical reasons.

We did not uphold Mr C’s third complaint that he had been provided with conflicting information regarding the necessity of removing the lesion he had been concerned about. The board had referred Mr C on to a dermatology specialist who had established this lesion was a mole which could be treated satisfactorily with cryotherapy. We did not find this to be conflicting, but in fact appropriate medical advice on the best way in which to proceed.

Recommendation
We recommended that the board:
• apologise Mr C for removing a different lesion on his face to the one he and his GP were concerned about.
 

  • Case ref:
    201100691
  • Date:
    February 2012
  • Body:
    A Medical Practice, Greater Glasgow and Clyde NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    clinical treatment/diagnosis

Summary
Ms C had been on Depo-Provera contraceptive injections for a number of years, from 1994-2002, then from around 2005-2010. In May 2010 she developed back pain and other symptoms which she reported to the GPs at her local surgery. She was given various possible causes but after referral to a dermatologist, rheumatologist and an MRI scan she was eventually diagnosed in February 2011 with a probable chronic syndrome.

Ms C considers that had her contraceptive medication been appropriately monitored she would not have developed the condition ‘SAPHO syndrome’. She also considers that the GPs failed to diagnose her syndrome.

Our medical adviser considered the case and found that the monitoring of Ms C's contraceptive use, particularly in the earlier years had lacked detail. He found that blood pressure monitoring had been sporadic and there was no evidence of systematic review of the method of contraception. The adviser noted guidelines regarding review periods had not been issued until 2004, and that the notes had improved significantly from 2010 onwards – nonetheless the complaint regarding monitoring was upheld.

In relation to investigation and diagnosis, the adviser found the GPs’ actions to be a demonstration of good practice, in that appropriate and detailed referrals to specialist departments were made timeously. The adviser also found the probable syndrome was extremely rare and would not have expected a GP to diagnose it. Finally, no causative link between the contraceptive and SAPHO syndrome has been established. We did not uphold this complaint.

Recommendation
We recommended that the practice:
• apologise to Ms C for failing to monitor her appropriately whilst she was on Depo-Provera.
 

  • Case ref:
    201100360
  • Date:
    February 2012
  • Body:
    Greater Glasgow and Clyde NHS Board
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    appointments/admissions (delay, cancellation, waiting lists)

Summary
Mr C, an advice worker, made several complaints on behalf of Mr A. He complained about a delay to remedial hip surgery; that Mr A’s proposed surgery by hospital 1 was blocked by the board; and that misleading and/or inaccurate information about tests resulted in an unnecessary referral to London.

Mr A underwent hip replacement surgery in January 2009 at hospital 1. He later developed a fracture of the neck of the femur and underwent revision surgery at hospital 2. This was known as a ‘metal on metal’ (MOM) hip replacement procedure. Mr A then developed pain in the hip and following a national alert in April 2010 concerning MOM hip replacements, his consultant surgeon referred Mr A to hospital 3 in London for tests to be carried out.

When Mr A was next reviewed by his consultant and informed he required surgery he requested a second opinion. Mr A was then referred to hospital 4 where the board have a service level agreement to provide a number of routine procedures and to assist with waiting times. Hospital 4 was prepared to carry out the necessary surgery. However, the board informed Mr A that due to the nature of the MOM hip replacement procedure his care should, for clinical reasons, remain within their system because hospital 4 is only used for routine procedures and this procedure did not fall into this category. Mr A eventually had further remedial surgery at hospital 2 in April 2011.

We obtained advice from our medical adviser which was that, from a clinical perspective, the timescale within which the surgery was carried out would not have had any clinical bearings on the outcome of the surgery. Therefore, there was no undue delay in Mr A undergoing revision surgery. Therefore, we did not uphold the first complaint.

We upheld the second complaint because our medical adviser considered that Mr A’s surgery was blocked from going ahead at hospital 4 on financial and administrative grounds. Although this was reasonable, the advice we received was that there was no clinical reason for the surgery to have been carried out by one of the board’s hospitals rather than hospital 4.

We also upheld complaint 3 because while we did not doubt that Mr A’s consultant acted with the best of intentions in referring Mr A to a centre of excellence in London, there was no evidence that he was given the alternative option of having his case dealt with in Glasgow, which would have avoided him having to travel to London. We recommended that the board apologise to Mr A for this.

Recommendation
We recommended that the board:
• issue Mr A with an apology for the failure to inform him of an alternative option of having the necessary investigations carried out in Glasgow.