Upheld, recommendations

  • Case ref:
    201502573
  • Date:
    February 2016
  • Body:
    Ayrshire and Arran NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Miss C complained about the board after using their Ayrshire Doctors on Call (ADOC) out-of-hours service twice. She was unhappy with the treatment she received as, on the first occasion, her gallstones were misdiagnosed as muscular pain. The second time she received the correct diagnosis, but was sent home with painkillers and asked to attend her GP the next morning.

We took independent advice from a medical adviser who is a GP. The adviser said that the treatment Miss C received on her second presentation was reasonable. She was given the correct diagnosis and her symptoms did not justify an emergency hospital submission. Therefore, the correct course of action was to direct her to her GP to arrange an ultrasound scan. However, based on the symptoms Miss C presented with on the first occasion, the adviser considered the diagnosis of muscular pain she received from a nurse practitioner was not reasonable. The adviser felt that further investigation or a referral to the GP should have been made. As such, we upheld the complaint.

Recommendations

We recommended that the board:

  • apologise to Miss C for the failings identified;
  • share the outcome of this complaint with relevant ADOC staff; and
  • discuss the issues identified with the nurse practitioner to assess whether any additional learning is required in the assessment and diagnosis of acute abdominal pain.
  • Case ref:
    201406716
  • Date:
    February 2016
  • Body:
    Ayrshire and Arran NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C was concerned at the care and treatment given to her late mother (Mrs A) while she was a patient at University Hospital Ayr.

Mrs A had a history of heart problems and breathing difficulties and had not been eating. She had been vomiting for three weeks. She was admitted to hospital but her condition quickly deteriorated and she died a few days later. Mrs C believed that without her knowledge, her mother been placed on the Liverpool Care Pathway (LCP - an end of life care planning system for dying patients); that she was given too much fluid and that although diuretic treatment (medication to promote water loss from the body via the kidneys) was prescribed, it was not given. Despite complaining at the time, Mrs C said that action was not taken and as a consequence, Mrs A died. Mrs C also said that after she complained, she was told that her mother had been very seriously ill on arrival, however, she complained that she had not been given this information at the time.

We took independent advice from a consultant geriatrician and from a nurse practitioner. We established that Mrs A had not been placed on the LCP but we found a number of shortcomings with Mrs A's care and treatment: her medical and nursing records were not as complete as they should have been; there were failures in communication and staff did not properly engage with Mrs A and her family; medication was not administered and staff did not appear to have been alert to Mrs A's deteriorating condition. For all these reasons, we upheld the complaint.

Recommendations

We recommended that the board:

  • make a formal apology for the clinical shortcomings identified;
  • remind clinical staff involved in this case of their professional obligation to complete proper and detailed clinical notes;
  • remind clinical staff involved in this case to communicate appropriately and in a timely manner with the patient and their family;
  • ensure Mrs A's consultant considers this case as part of his next annual appraisal;
  • make a formal apology for the nursing shortcomings identified;
  • remind nursing staff of their professional obligation in so far as maintaining correct records in concerned;
  • remind nursing staff of their professional obligation to communicate with family members; and
  • reflect on the way the complaint was handled, particularly given its serious and significant nature, to prevent similar situations arising in the future.
  • Case ref:
    201501895
  • Date:
    January 2016
  • Body:
    A Medical Practice in the Lanarkshire NHS Board area
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mr C complained that the GP who examined his late father (Mr A) at a consultation had not provided a reasonable standard of care and treatment.  When Mr C visited Mr A later the same day, he was distressed by his father’s condition and called an ambulance.  When Mr A was admitted to hospital he was found to be dehydrated, with a chest infection.  He died four days later from aspiration pneumonia (caused by a poor swallowing mechanism whereby foreign matter enters the lungs).  Mr C also complained that his father’s medication had been unreasonably increased, despite previous knowledge that an increased dose previously reduced Mr A's appetite and he would therefore lose weight.

We took independent advice from a GP adviser.  They found the increase in the medication dosage to have been reasonable.  However, they noted that there was not a documented consultation for the day Mr A was admitted to hospital.  The adviser said this was not in line with General Medical Council (GMC) guidance.

On balance, we upheld the complaint as the practice were unable to demonstrate they had provided a reasonable standard of care and treatment.  We also noted they had failed to refer Mr C to us at the end of their complaints investigation.

Recommendations

We recommended that the practice:

  • apologise to Mr C for the failings identified in our investigation;
  • remind relevant staff of the importance of completing accurate documentation in line with the GMC guidance;
  • ensure future complainants are referred to us at the end of the complaint response letter; and
  • confirm the GP concerned will discuss this case at their next appraisal.

 

  • Case ref:
    201501192
  • Date:
    January 2016
  • Body:
    Scottish Prison Service
  • Sector:
    Prisons
  • Outcome:
    Upheld, recommendations
  • Subject:
    transfer to another prison

Summary

Mr C told us he applied for transfer to a prison elsewhere in the UK for family reasons. He said there was a delay in the Scottish Prison Service (SPS) dealing with his transfer application, and that the SPS lost his application.

The SPS investigated what happened to Mr C’s application. Although they were unable to identify exactly when and how it went missing, they accepted that they misplaced the application and that there was an unreasonable delay in identifying that it was missing. The SPS did not provide us with their policy, procedure or guidance relating to the administration of cross-border transfer applications. It was not clear to us what the SPS learned from their investigation into this incident to ensure it would not happen again. We concluded that there was no reliable system in place to log the receipt of transfer applications and to track their progress, both at the prison and possibly at SPS headquarters. We upheld Mr C’s complaints and made a recommendation to address our concerns.

Recommendations

We recommended that the SPS:

  • provide us with reassurance that there is a reliable system in place for logging and tracking cross-border transfer applications.
  • Case ref:
    201405112
  • Date:
    January 2016
  • Body:
    The City of Edinburgh Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    unauthorised developments: enforcement action/stop and discontinuation notices

Summary

Mr C complained about the council's handling of a planning site next to his home. In particular, he complained that the council had failed to provide the public with relevant information on a planning application for a new building; that they had failed to consider objections to the planning application (related to the excessive height at the rear of the development); and had failed to pursue enforcement action to have the building removed.

We took independent advice from a planning adviser. We noted the council accepted that they had failed to provide all the relevant information to the public. In particular, the level difference at the rear of the development should have been identified when the application was processed. The council had apologised and taken action. The council also accepted that this information would have helped Mr C to raise concerns about the development height during the application process, instead of raising the matter as an enforcement issue after the application was approved.

We found that the absence of approved external measurements made it impossible for the council to specify what height adjustments should be made for the building to comply with approved plans. However, we accepted that any variation in the height of the building from what was approved was likely to be too marginal to be enforceable. We also found that the ground levels on the application plan were entirely misleading, and should have been corrected by the council to note the likely dominant impact of the development on the garden behind. We found no evidence that the height difference at the rear of the development was fully considered during the application process. We considered that the assessment of the planning application was compromised by the lack of recognition of the extent of the change of ground level.

We accepted that the decision not to take direct enforcement action to remove the building was a discretionary decision for the council. However, we considered there had been a delay in taking enforcement action, which undermined public confidence.

Recommendations

We recommended that the council:

  • consider the adviser's comments on the need for an accurate survey plan showing the relationship to adjacent developments and ground levels, and report back to us on any action proposed regarding future planning applications;
  • consider whether it would be appropriate in this case to pursue a section 71 discontinuation or alteration order; and
  • consider this case and the adviser's comments to see if any further lessons can be learned, and report back to us on any action taken.
  • Case ref:
    201405142
  • Date:
    January 2016
  • Body:
    Perth and Kinross Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    noise pollution

Summary

Mrs C’s home is next to a facility used for outdoor sports within a school campus. Mrs C complained to the council about noise nuisance from three all-weather pitches which can be hired by the public. She was concerned about noise from users shouting and swearing, as well as balls hitting fencing, which could be heard in her home and garden. Mrs C had previously brought complaints about the facility to us under case reference 201202858. As a result of a recommendation made following this earlier investigation, the council had taken measures to reduce the noise from the facility, including erecting a sound-reducing fence. However, in 2013, Mrs C reported to the council that the measures had not worked. The council took further action but Mrs C remained unhappy with the result. She asked us to consider her concerns that the council had failed to take reasonable steps since 2013 to address continued noise nuisance from the facility.

After taking independent advice from one of our advisers, who is an environmental health specialist, we upheld Mrs C's complaint. The adviser commented that the council had not served a notice to the facility after the noise nuisance had been confirmed, and this was not in line with the relevant legislation. The adviser said that, as a result, the council had been left without a statutory means to ensure that the facility took appropriate action to reduce or stop the noise heard at Mrs C's home. We made a number of recommendations to the council about this matter.

Recommendations

We recommended that the council:

  • issue a written apology to Mrs C for the failure to timeously issue an abatement notice in line with the relevant legislation;
  • ensure that relevant staff are aware of their statutory duties in terms of the requirement to serve abatement notices when a statutory nuisance is confirmed;
  • investigate the noise from the campus that is affecting Mrs C's property, including the anti-social behaviour aspect of swearing;
  • consider, on the basis of the established situation at Mrs C's home and without further delay, whether an abatement notice should be issued in line with the relevant legislation; and
  • consider whether there is any other formal action available to deal with audible swearing, if this issue persists.
  • Case ref:
    201502775
  • Date:
    January 2016
  • Body:
    Lochalsh & Skye Housing Association Limited
  • Sector:
    Housing Associations
  • Outcome:
    Upheld, recommendations
  • Subject:
    repairs and maintenance

Summary

Miss C complained about the housing association. They were holding her responsible for works required to repair damage to the kitchen after she had exchanged her property with the tenant of another housing association. She disputed this as, a couple of months before she moved, her property had been inspected as satisfactory and approved for a transfer. On investigation, it became clear that the association had failed to follow their procedure for carrying out a final inspection. This did not take place until after the new tenant took up residence, meaning there was no evidence to prove who was responsible. We also found that the new tenant had signed a declaration accepting responsibility for all outstanding tenant repairs. As such, we found that Miss C should not be held responsible for the repairs and upheld her complaint.

Miss C also complained about the standard of communication she received from the association regarding these issues. After reviewing the correspondence against all the evidence provided, it became clear that the association had made a number of statements that contradicted the evidence available. We also found instances where they had stated unsubstantiated third party information as fact, without giving Miss C the opportunity to respond. We also upheld this aspect of her complaint.

Recommendations

We recommended that the association:

  • apologise to Miss C for the failings our investigation found; and
  • write off the debt they were pursuing Miss C for and refund her rent credit.
  • Case ref:
    201407186
  • Date:
    January 2016
  • Body:
    A Medical Practice in the Western Isles NHS Board area
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mr C complained about a GP during a home visit deciding not to refer his wife (Mrs C) to hospital. Mr C was particularly concerned that Mrs C had been treated with steroids during a recent hospital admission for a chest infection, and this was likely to affect her diabetes.

The GP said that, during the home visit, they considered Mrs C was suffering from diabetes and a flare-up of her chronic obstructive pulmonary disease (COPD - a disease of the lungs in which the airways become narrowed). However, they said there was no evidence of a chest infection. The GP said the steroid treatment was important for Mrs C’s COPD (although it had a negative impact on her diabetes control) and they encouraged Mr C to continue this treatment. The GP considered their actions were appropriate.

After taking independent medical advice from a GP adviser, we upheld Mr C’s complaint. In relation to Mr C’s concerns about the steroid treatment, we found that the GP acted appropriately by advising Mr C to continue this (as the benefit to Mrs C’s COPD outweighed the impact on her diabetes). However, the adviser explained that Mrs C had lower oxygen saturation levels than when tested 11 days earlier, and the GP should have arranged further investigation of this (which would usually be done in a hospital setting).

Recommendations

We recommended that the practice:

  • apologise to Mr C for the failings our investigation found;
  • ensure that the GP familiarises themself with the National Institute for Health and Care Excellence (NICE) guideline on COPD, in particular in relation to the assessment of oxygen saturation; and
  • ensure that the GP reflects on the findings of our investigation at their next annual appraisal.
  • Case ref:
    201301800
  • Date:
    January 2016
  • Body:
    Tayside NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained to us on behalf of her late mother (Mrs A) about the care and treatment she received in the Royal Victoria Hospital during the last three months of her life. Mrs A had fallen while in hospital. Over subsequent weeks her mobility deteriorated and she complained about pain in her hip. Mrs A was referred for a psychiatric review and then a pain assessment that highlighted concerns about her condition. She was referred for an x-ray, which identified a fractured hip. Mrs C complained that this should have been identified earlier, and that staff did not do enough to adequately manage Mrs A’s pain. She said that if the hip pain had been appropriately investigated, Mrs A would have had better pain control in the final weeks of her life.

We sought independent advice from a nursing adviser and an adviser in elderly medicine. The nursing adviser highlighted significant concerns about the assessment and monitoring of Mrs A’s pain. They were also critical that nurses made negative remarks about Mrs A’s behaviour, without noting that the behaviour was a result of her pain.

The adviser in elderly medicine found that doctors had appropriately assessed Mrs A after her falls. They noted that Mrs A had complex care needs, and her pain had a number of sources. However, they were critical that when Mrs A started to complain of pain in her hip about a month after her last fall, this was not further investigated. They said that if the fracture had been identified then, Mrs A could have received better pain management in the weeks before she died.

We were critical that the nursing staff did not do enough to appropriately assess Mrs A’s pain as her condition deteriorated. This made it more difficult for doctors to assess her. However, medical staff also failed to identify significant signs of a potential hip fracture for several weeks, and this left Mrs A with poor pain management for longer than necessary.

Recommendations

We recommended that the board:

  • undertake an independent nursing review of pain monitoring and assessment by nursing staff in the relevant wards;
  • highlight the findings of this investigation with the staff involved, particularly in relation to the impact of an earlier x-ray and subsequent complaints handling; and
  • apologise to Mrs C for the failures in Mrs A's care and treatment identified in our investigation, and for her time and effort in pursuing this complaint.
  • Case ref:
    201502760
  • Date:
    January 2016
  • Body:
    Lothian NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained about the aftercare provided to her father (Mr A) at the Royal Infirmary of Edinburgh following hip replacement surgery. She said a student nurse had removed some stitches while cleaning his wound and, on discharge from hospital, Mr A was not fitted with compression stockings. Mr A's leg then began to swell. As there was a possibility he would suffer a blood clot, he had to reattend hospital. Mrs C was unhappy the board had maintained that the stockings were fitted on discharge.

The board apologised that the stitches were removed in error. They said that the prompt action of arranging a medical review resolved the mistake. They also said that the records showed evidence that the stockings were fitted on discharge.

We took independent advice from a nursing adviser. The adviser said that the action taken after the accidental removal of the stitches was appropriate. However, the medical records contained confusing and contradictory information about whether the compression stockings were fitted on discharge. Stockings had been fitted immediately following surgery but, as Mr A's heels were becoming marked, their use had to be reassessed before he was discharged. However, there was no evidence that they were reassessed. We upheld the complaint.

Recommendations

We recommended that the board:

  • apologise to Mr A for the failure to keep clear and accurate hospital records; and
  • remind the staff involved of the importance of keeping clear and accurate hospital records.