Upheld, recommendations

  • Case ref:
    201402088
  • Date:
    November 2015
  • Body:
    The City of Edinburgh Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    statutory notices

Summary

Mr C owns a property in Edinburgh. The council issued a statutory notice requiring repairs to chimneys shared with a neighbouring property. A separate notice had been served for work required at the neighbouring property. The property owners asked the council to take over management of the required works, and a project manager and contractor were appointed. An estimate was provided detailing the likely cost and timescale for the works. Scaffolding was erected and a full survey carried out. Mr C complained that, once the scaffolding was erected, the project suffered from unreasonable delays and unexplained increases in the associated costs. Despite his requests for clarification, he was not provided with an adequate explanation as to why the costs had increased.

We found the communication from the council and their contractors to be poor. The costs associated with Mr C's property actually decreased, however, no clear explanation was given to him as to what he was being charged for. An independent investigation was carried out to assess the validity of the charges and we were satisfied that the council took Mr C's concerns seriously, waiving costs that had been added to the project unreasonably. However, we were critical of the quality of their communication throughout the project.

Recommendations

We recommended that the council:

  • apologise to Mr C for failing to clearly explain the costs associated with the statutory notice work at his property; and
  • waive 50 percent of Mr C's administration fee.
  • Case ref:
    201407585
  • Date:
    November 2015
  • Body:
    South Lanarkshire Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    repairs and maintenance

Summary

Miss C complained to the council about damp in her house. Following an inspection, the council advised that they would engage a damp-proofing specialist to remedy the potential failure of a damp-proof course and potential rising damp. The council did not do this within a timescale Miss C considered reasonable and she raised her complaints with us. We found that there had been a delay in engaging a specialist and that this was caused by an administrative oversight. Given this, we upheld the complaint.

Recommendations

We recommended that the council:

  • apologise to Miss C directly for the unreasonable delay in the engagement of a damp-proofing specialist.
  • Case ref:
    201407029
  • Date:
    November 2015
  • Body:
    North Lanarkshire Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    improvements and renovation

Summary

Mrs C accepted the council's offer to undertake insulation improvements on her property as they were undertaking such works on other properties in her street. She agreed subject to certain conditions that the council agreed to. When the works commenced Mrs C was dissatisfied with some of the contractor's actions and raised concerns and complaints with the council. She was given contact details of specific council officers whom she was told would respond to any concerns she had. When Mrs C used the contact details she found her contacts were not responded to or they were responded to by other council officers. She made further formal complaints about the actions of contractors and the council. When the works were completed Mrs C was dissatisfied that the pipework at her home had been replaced with differently coloured pipes. Mrs C complained to the council and remained dissatisfied at the conclusion of their complaints procedure.

We found that the council had failed to honour some of the agreements they had made with Mrs C, that some of the actions of the contractor's and the council's staff had been unreasonable, that council staff had unreasonably failed to respond to some of Mrs C's requests for contact and that they had not responded reasonably to Mrs C's complaints.

Recommendations

We recommended that the council:

  • apologise to Mrs C for the failures identified;
  • remind relevant staff that, where renovation works to private dwellings are concerned, written agreements should be monitored and their fulfilment of those agreements recorded;
  • remind relevant staff and contractors of the importance of not accessing property without notice; and
  • make a goodwill payment of £150 to Mrs C in recognition of the failures identified.
  • Case ref:
    201502107
  • Date:
    November 2015
  • Body:
    Glasgow City Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    council failure to follow sg guidance

Summary

Ms C, an advice worker, complained to us on behalf of Ms A, following the council's refusal of her application for a Community Care Grant from the Scottish Welfare Fund. Ms C felt that the council had failed to properly consider the application, as the reasons for refusal given at each stage of the process were either very limited or absent.

On investigation, we found that the council had failed to follow Scottish Welfare Fund guidance in a number of areas. Their record of the decision-making process was limited, and fell short of what was required, and their decisions appeared to be based on a misquote or misinterpretation of the guidance. They had also failed to comply with the guidance on communicating accurate reasons for their decisions at each stage of the process, which affected Ms A's ability to effectively appeal their decisions. As such, we upheld the complaint.

Recommendations

We recommended that the council:

  • apologise to Ms A for the failings identified in this investigation;
  • provide a fast-tracked reconsideration of Ms A's application from the first stage, ensuring the guidance is followed; and
  • provide training to relevant staff, including review panel members, on the contents of the guidance.
  • Case ref:
    201500931
  • Date:
    November 2015
  • Body:
    Glasgow City Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    maintenance and repair of roads

Summary

Mrs C said the council failed to repair potholes (in a lane she used to reach her work car park) by two dates they said they would get the work done. We found that the council's records said repair works took place by the first date, although Mrs C said she saw no sign of such works being carried out. The council's second response to Mrs C did not mention the repairs scheduled for completion around this date. The council acknowledged that they did not carry out repair works by the second date they gave to Mrs C and, given this, we upheld Mrs C's complaint.

Recommendations

We recommended that the council:

  • apologise to Mrs C for failing to repair potholes in the lane by a date they previously stated; and
  • provide us with a copy of their investigation into why the works to be completed by the second date were not instructed.
  • Case ref:
    201305842
  • Date:
    November 2015
  • Body:
    Falkirk Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    repairs and maintenance

Summary

Mr and Mrs C complained that their landlord, the council, failed to take reasonable steps to carry out appropriate plumbing repairs to clear a blocked pipe in their property.

We found that there were a number of failings by the council who accepted that the blocked drain should have been treated as an emergency repair and dealt with within 24 hours. However, the council changed the repair category to 'urgent' which meant that it took several days for the blocked drain to be cleared. We considered that it was unsatisfactory that the council were unable to supply evidence of the reason the category had been changed. The council also failed to jet the drains although they claimed they had done so.

Mr and Mrs C had also made a claim to the council for a new cooker, as they said their cooker had suffered water damage, which was rejected by the council's claim handlers. The council accepted they had initially provided inaccurate information to their claims handlers but we were satisfied that the correct information was latterly supplied by the council and that Mr and Mrs C's claim was reassessed. However, we were unable to determine whether the damage to the cooker was caused by the blocked drain.

We found that the repair to the blocked drain was a qualifying repair under the Housing (Scotland) Act 2001 Right to Repair Scheme. In terms of the scheme, secure tenants have the right to compensation if certain repairs are not carried out by their landlord within a given timescale. As we considered the council failed to take reasonable steps to carry out the appropriate plumbing repairs within the required timescale, we found that Mr and Mrs C were entitled to receive compensation for the inconvenience caused. We made a number of recommendations to the council.

Recommendations

We recommended that the council:

  • apologise to Mr and Mrs C for the failure to take reasonable steps to carry out appropriate plumbing repairs within their property;
  • pay Mr and Mrs C compensation in terms of the Housing (Scotland) Act 2001 Right to Repair Scheme;
  • ensure that when a repair category is amended, the reasons for the change are recorded; and
  • ensure the works are appropriately recorded when repairs are carried out.
  • Case ref:
    201407616
  • Date:
    November 2015
  • Body:
    Aberdeen City Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    repairs and maintenance

Summary

A window at Mr C's property was damaged. The council made a repair that was not effective and it was not until some weeks later that they fixed the problem. Mr C complained and the council told him the initial repair had been effective. He remained dissatisfied and complained to us. We found there was evidence to suggest that the repair had not been effective and that, if it had been, it would be reasonable to expect the council to hold evidence that showed this. We upheld the complaint.

Recommendations

We recommended that the council:

  • apologise to Mr C for the failures identified;
  • remind appropriate staff to check that responses to complaints make reference to all council actions relevant to the subject of complaint;
  • remind appropriate staff that correspondence indicating that the complaints process has been completed should not be provided to complainants while investigations are still on-going; and
  • provide Mr C with a goodwill payment equivalent to four weeks of his rent in recognition of the inconvenience he suffered due to their not providing an effective repair to windows at his property within a reasonable timescale.
  • Case ref:
    201406600
  • Date:
    November 2015
  • Body:
    Lanarkshire NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained about a lack of communication from clinical and nursing staff when her late father (Mr A) was admitted to Wishaw General Hospital. Mr A was 95 years of age and along with other health problems, he suffered from dementia. Mrs C had power of attorney (a legal document appointing someone to act or make decisions for another person) for her father. Mrs C complained that she was not allowed to remain with Mr A when he was initially admitted to hospital and that staff did not ask her for information about his medical history or the symptoms which he presented with. Mrs C also complained that staff failed to inform the family of the seriousness of Mr A's condition and that a Do Not Resuscitate form had been completed for him.

The board maintained that the level of communication from staff was appropriate and that he received a good standard of clinical treatment and nursing care.

After taking independent clinical and nursing advice from a consultant geriatrician and a senior nurse, we upheld Mrs C's complaints about the lack of communication from staff towards Mr A's family: we found that this had had a detrimental effect on the level of clinical treatment and nursing care which he received. We found that Mrs C would have been a valuable source of information to the clinicians and nurses and that would have assisted in the delivery of appropriate care and treatment. Generally, the level of clinical treatment and nursing care which was provided was appropriate for a patient with complex health issues but integral to this is a need for good communication to ensure that staff were aware of Mr A's symptoms and medical history, and that the rationale for their decision-making is communicated to relatives. We also found that there was some confusion between staff about the care and treatment planned for Mr A.

Recommendations

We recommended that the board:

  • apologise to Mrs C for the failings in communication which would have improved their ability to provide Mr A with appropriate clinical treatment;
  • ensure that the contents of our investigation are shared with relevant clinical staff in order that they can reflect on their actions and discuss it during their appraisal process;
  • apologise to Mrs C for the failings in communication which would have improved their ability to provide Mr A with appropriate nursing care;
  • ensure that the contents of this investigation are shared with relevant nursing staff in order that they can reflect on their actions;
  • apologise to Mrs C for the failings in general communication from staff regarding Mr A's clinical condition and prognosis; and
  • provide an action plan which evidences that lessons have been learned from this complaint.
  • Case ref:
    201406418
  • Date:
    November 2015
  • Body:
    Lanarkshire NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained that doctors at Monklands Hospital did not examine her mother (Mrs A)'s ear for infection, or do a CT scan (computerised tomography: a scan which uses x-rays and a computer to create detailed images of the inside of the body), when she went to the hospital's emergency receiving unit. Mrs C felt that hospital staff did not take all steps to ensure that Mrs A received the best care.

We looked at Mrs A's medical records, and we took independent advice from one of our medical advisers. We also took into account relevant clinical guidance in Scotland about the diagnosis and management of headache in adults. The guidance referred to 'red flag' features, some of which could have applied in Mrs A's case given what was recorded in her medical and nursing records. We concluded that a CT scan should have been carried out, or at least the relevant hospital staff should have specifically recorded the decision not to perform a CT scan, in line with the guidelines. We also found that hospital staff should have examined Mrs A's ear for infection. We upheld Mrs C's complaints.

Recommendations

We recommended that the board:

  • apologise to Mrs C and Mrs A's family for the failings identified in our investigation;
  • remind relevant staff, in particular locum consultants who usually work elsewhere in the UK, of the specific national guidelines which are used in Scotland; and
  • make reasonable efforts to share the result of our investigation with the staff involved.
  • Case ref:
    201402959
  • Date:
    November 2015
  • Body:
    Lanarkshire NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained about the treatment she received when she was admitted to Monklands Hospital to have a blockage in her bowel investigated. This was examined in the operating theatre and the blockage was resolved there and then. However, Mrs C experienced excruciating pain and complained that she was not given an anaesthetic for the procedure. She said the consultant ignored her requests to stop. She also complained that she was asked to sign a consent form on her way to theatre, and she raised concerns about the board's handling of her subsequent complaint.

We took independent advice from a consultant colorectal (relating to the colon and rectum) surgeon. We were advised that Mrs C could have been offered anaesthesia or sedation for the procedure. The adviser noted that Mrs C was already taking strong pain medication when she was admitted, potentially indicating that she may have wished to receive something to control her pain during the procedure. We upheld this complaint.

The adviser confirmed that it was not appropriate for Mrs C's consent to have been obtained on her way to theatre, which the board had already acknowledged. We identified inconsistencies in relation to what happened during the procedure. The board said both that the consultant had stopped when asked by Mrs C, and that they had proceeded with Mrs C's verbal consent, but neither of these scenarios was documented in the operation note. We concluded that the informed consent process was not handled reasonably and we upheld this complaint.

We also upheld the complaint about the way the board handled Mrs C's complaint to them. There was an unreasonable delay that the board had already acknowledged and apologised for. We noted that there were omissions and inconsistencies in the board's response, and that it was overly technical in parts. We also noted that the board had not sought comments from relevant medical and nursing staff who were involved, and that could potentially have added value to the board's complaint investigation.

Recommendations

We recommended that the board:

  • bring this decision to the attention of the consultant and team, and ask them to reflect on their decision not to offer Mrs C sedation or anaesthesia;
  • review their process for obtaining informed consent, taking account of the failings this investigation has identified and relevant guidance in this area;
  • ask the consultant to reflect on their operation note from this procedure with a view to identifying areas for improvement and ensuring that any significant interactions are documented in order to avoid similar future uncertainty;
  • review their handling of Mrs C's complaint in order to identify areas for improvement and ensure compliance with their statutory responsibilities as set out in the Can I Help You? guidance; and
  • apologise to Mrs C for the failings this investigation has identified.