West of Scotland

  • Report no:
    201202798
  • Date:
    October 2013
  • Body:
    Transport Scotland
  • Sector:
    Scottish Government and Devolved Administration

Overview

The complainant (Mr C) raised a number of concerns on behalf of an action group (the Action Group) regarding Transport Scotland's actions in putting the ferry route between Dunoon and Gourock out to tender.

Specific complaints and conclusions

The complaints which have been investigated are that Transport Scotland:

(a) failed to reasonably consider whether vessels offered by bidders were capable of performing with reasonable reliability (not upheld);
(b) unreasonably omitted to include a contractual clause which ensured that vessels on the route were capable of reasonable reliability in poor weather conditions (not upheld);
(c) gave insufficient consideration, during the investigation and tendering process, to the implications of the route becoming passenger only  (not upheld) ; and
(d) unreasonably failed to include Dunoon Pier in the tender (not upheld).

Redress and recommendation

The Ombudsman recommends that Transport Scotland:

(i) as a matter of urgency, continue to look at measures to reduce weather related cancellations and to increase the reliability of Route 1 for passengers.

Transport Scotland have accepted recommendation and will act on it accordingly.

  • Report no:
    201303790
  • Date:
    April 2015
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Summary
Mr A had a history of mental illness and of self-harm, and had been in and out of hospital as a result.  He was admitted to the Royal Edinburgh Hospital for treatment after an apparent suicide attempt.  He was given a pass to walk unescorted in the hospital grounds, but did not return when expected.  Staff decided not to contact the police to report him missing until some two hours after his expected return time.  Mr A was found dead outwith the hospital a number of days later.  Ms C (Mr A's fiancée and carer) complained that Mr A was not provided with appropriate care and treatment, in that the decision to allow him off the ward unescorted was inappropriate.  She also complained that she was not properly involved in the decision making in Mr A's care.

The board carried out an internal review, which found that although the decision to issue the pass was high-risk, the professional judgment of staff was reasonable in the circumstances.  They also said that it was reasonable not to contact police earlier, but made five recommendations, including reviews of what should happen if a patient did not return when expected, of liaison with the police and of the risk assessment tool.  The board met with Ms C, who had also met the leader of the review team.  Ms C remained concerned that the board had failed in its duty of care to Mr A and wanted them to admit this.  She wanted a further, independent review.  The board did not agree to this, and said that they had taken appropriate action through the review recommendations.  They did, however, apologise to Ms C for failures in communication with her in relation to care planning.

I took independent advice on this case from a mental health nursing adviser and a consultant psychiatrist.  Mr A was recognised as having unpredictable behaviour, and had returned very late from a previous pass, so both advisers were critical of the assessment of risk, and that this was not updated during treatment, as his condition appeared to be fluctuating.  Poor risk recording made it difficult to understand how it had been taken into account when making decisions, there was no mention of what was done to reduce risk and there was no plan of what should happen if he did not return from a pass.  Both advisers came to the view that in the absence of a structured assessment of risk, it was unreasonable to grant Mr A an unescorted pass.

I upheld both Ms C's complaints. On the first, I accepted my advisers' view that Mr A's care fell below a reasonable standard in terms of the assessment and recording of risk. I also found that the board's review reached contradictory conclusions on whether it was reasonable for staff not to take action until two hours after Mr A failed to return.  Although I cannot say whether this led directly to Mr A's death, such omissions represent a significant failing, and I criticised the board for this.  As, however, the board's own review addressed many of these issues through an action plan I made limited recommendations.  On the second complaint, appropriate communication with carers is a requirement of the Mental Health (Scotland) Act 2003, and it was not clear from the records whether staff viewed Ms C's as Mr A's main carer.  Her status should have been documented so that staff could communicate appropriately with her.

Redress and recommendations
I recommended that the Board:

  • (i)  provide evidence that the action plan produced following the SAER has been implemented in full;
  • (ii)  ask the internal review team to reflect on our advisers' assessment of the care and treatment provided to Mr A;
  • (iii)  provide evidence that they have reviewed the procedures for carer involvement in patient care and management decisions;
  • (iv)  provide evidence that the procedural review includes a system for the timeous identification of the patient's carer or named person; and
  • (v)  apologise for the failings identified in this report.
  • Report no:
    201302982
  • Date:
    March 2015
  • Body:
    Scottish Water
  • Sector:
    Water

Overview
The complaint concerns a pumping station built by Scottish Water within the vicinity of the complainant (Mr C) and his neighbours' properties.  Mr C said during the public consultation carried out prior to commencing the project, Scottish Water had provided assurances that following completion of the construction phase of the project, residents would experience no further disruption.  He complained that residents had in fact suffered continuous disruption over a period of nine years.  This had caused residents distress and inconvenience and had resulted in documented structural damage to some properties.  Mr C said residents continued to experience noise and vibration from the pumping station and he complained that Scottish Water's actions had blighted the value of residents' properties, depriving them of a significant financial asset.  He said his view was that the only permanent solution for residents was to relocate the pumping station.

Specific complaints and conclusions
The complaints which have been investigated are that Scottish Water:

  • unreasonably allowed vibration to continue to damage Mr C's and Mr C's neighbours' properties, without taking appropriate action over the past nine years (upheld);
  • unreasonably failed to provide a permanent solution to the problem with the pumping station over the past nine years; and (upheld);
  • unreasonably failed to give an end date for giving up and moving the pumping station to an alternative location (not upheld).

Redress and recommendations

The Ombudsman recommends that Scottish Water:

  • provide full annual structural surveys of all properties which form part of this complaint, for the next five years (if desired by residents), ensuring that the surveyor engaged has sufficient expertise to identify structural problems caused by vibration;
  • implement in full any structural works identified by these surveys as resulting from the operation of the pumping station (if desired by the residents);
  • engage the District Valuer to assess the impact of the physical and reputational damage caused by  the pumping station on the value of properties that form part of this complaint (if desired by residents);
  • where a reduction in value is identified, given the unique circumstances of the project, Scottish Water offer compensation to the full amount of any reduction in value (if desired by residents);
  • offer to recompense the residents who have incurred fees whilst unsuccessfully attempting to sell their property between 2008 and 2014 (if desired by the residents);
  • monitor the performance, noise and vibration levels produced by the pumping station for the next 12 months, producing a monthly assessment, which should be provided to residents if requested;
  • the cumulative performance in terms of noise and vibration should be assessed after six and 12 months respectively; and
  • should either of these assessments show either extended incidents (one week or more) of noise and vibration, or repeated short incidents (more than one incident lasting ten minutes per day), then Scottish Water must inform the appropriate Minister for consideration of other viable options.
  • Report no:
    201402431
  • Date:
    January 2015
  • Body:
  • Sector:
    Health

Overview
The complainant (Mrs C) raised a number of concerns that her late brother (Mr A) had been inappropriately assessed when he attended his GP Surgery (the Practice) on 29 July 2013.  She complained that Mr A should have been referred to hospital for further tests rather than being prescribed medication for an inflamed stomach.  Mr A died suddenly of a heart attack on 31 July 2013.

Specific complaints and conclusions
The complaint which has been investigated is that on 29 July 2013 the Practice failed to provide Mr A with appropriate medical care (upheld).

Redress and recommendations
I recommend that the Practice:

  • issue an apology to Mrs C for the failings identified;
  • review  the level of education and training required to carry out the NP role, particularly in relation to clinical assessment and diagnosis;
  • review the assessment/supervision and on-going monitoring and appraisal requirements in place for the nurse practitioner; and
  • submit a Significant Event Analysis (SEA) which is in the standard format used nationally.

The Practice have accepted the recommendations and will act on them accordingly.

  • Report no:
    201304549
  • Date:
    January 2015
  • Body:
  • Sector:
    Health

Overview
The complainant (Mrs C) raised a number of concerns about the nursing care provided to her mother (Mrs A) after she was admitted to the Royal Infirmary of Edinburgh (the Hospital) for hip surgery.  Mrs C said that nursing staff had failed to adequately monitor Mrs A's condition and delayed in referring her to specialists.  Mrs A died a week after she was discharged from the Hospital.

Specific complaint and conclusion
The complaint that has been investigated is that staff failed to provide Mrs A with an appropriate standard of nursing care (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • issue a written apology to Mrs C for the failure to provide reasonable and appropriate care to Mrs A in relation to nutrition, fluid, diabetes, pressure ulcers and her discharge from hospital;
  • issue a reminder to the relevant staff involved in Mr C's care of the requirement to:  keep clear, accurate and legible records; promptly provide or arrange suitable advice, investigations or treatment where necessary; consult colleagues where appropriate; and, refer a patient to another practitioner when this serves the patient's needs;
  • take steps to ensure that older adults admitted with fracture are assessed for specialist rehabilitation, including review by a consultant geriatrician;
  • review their policies and procedures for patients with diabetes admitted to orthopaedic wards to ensure that adequate systems in the management of their care are in place;
  • review the process for referral to the tissue viability nurse;
  • take steps to ensure that discharge planning in relevant cases is in line with the Scottish Intercollegiate Guidelines Network guidelines for hip fracture in older people; and
  • confirm to me that the matter will be discussed at the Orthopaedic Consultant's next annual appraisal.

The Board have accepted the recommendations and will act on them accordingly.

  • Report no:
    201304505
  • Date:
    December 2014
  • Body:
    Business Stream
  • Sector:
    Water

Overview
The complainant (Mrs C) was dissatisfied with Business Stream's decision to charge for water and waste water services for a commercial premises in the grounds of her home.  She contended that the premises had no water supply of its own and that all water used was already paid for through the Council Tax bill for the domestic property.

Specific complaints and conclusions
The complaints which have been investigated are that Business Stream:

  • unreasonably charged non-domestic water and sewerage rates on Mr and Mrs C's business despite their having no water or sewerage facilities in the business (upheld); and
  • failed to provide a reasonable explanation for their actions (upheld).

Redress and recommendations
The Ombudsman recommends that Business Stream:

  • apologise to Mr and Mrs C for inappropriately applying water charges at the Premises;
  • ensure that Mr and Mrs C's account is closed and all charges cleared in line with Scottish Water's offer; and
  • take steps to ensure that the accuracy of information provided by third parties is tested and challenged where necessary before forwarding it to their customers.

Business Stream have accepted the recommendations and will act on them accordingly.

  • Report no:
    201301767
  • Date:
    November 2014
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C) raised concerns that the standard of care and treatment provided to her late mother (Mrs A) from two hospitals following a fall was not reasonable and included concerns about communication, treatment decisions, discharge and provision of nutrition and fluids.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • the Western General's care and treatment of Mrs A in 2013 was unreasonable (upheld); and
  • the Royal Infirmary of Edinburgh's care and treatment of Mrs A in 2013 was unreasonable (upheld).

Redress and recommendations
The Ombudsman recommends that Lothian NHS Board (the Board):

  • ensure that any recorded assessment of a patient is accurate and a reliable source on which to base the planning of care and supervision;
  • ensure that the presence of cognitive impairment is given due regard in the planning of care, and that the level of observation, supervision and support provided to people with delirium and/or dementia is appropriate for their impaired capacity;
  • take steps to ensure that communication with relatives or carers of patients with cognitive impairment is proactive and systematic;
  • ensure the failures identified are raised with relevant staff;
  • review their practice in relation to the pre-operative provision of nutrition and fluid in light of Nursing Adviser 2's comments;
  • ensure that clinical practice, decision-making processes and clinical records in relation to DNACPR decisions are in line with the relevant policy; and
  • apologise to Mrs C for the failures identified in this investigation.

The Board have accepted the recommendations and will act on them accordingly.

  • Report no:
    201303376
  • Date:
    October 2014
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C) raised significant concerns about delays and poor communication in decisions about her treatment for secondary liver cancer by Lothian NHS Board (the Board) from December 2012 to May 2013.  Mrs C sadly died in March 2014 and this complaint is taken forward on her behalf by her husband, Mr C.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) clinicians in NHS Lothian failed to deal with a referral for treatment in a timely and appropriate manner (upheld); and
  • (b) clinicians in NHS Lothian failed to communicate adequately with Mrs C and other health professionals about her condition and treatment (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • review the timelines for the current system in place for multi-disciplinary team (MDT) discussion and subsequent clinic review with a view to improving the timescales identified in this case;
  • review the system for obtaining scan results to ensure that significantly more prompt MDT review is possible;
  • review the communications with Mrs C in light of failings identified in this report to establish areas of improvement; and
  • apologise to Mrs C’s family for the failure to adequately and promptly communicate discussions and decisions about her treatment.
  • Report no:
    201302855
  • Date:
    October 2014
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Overview
The complainant (Ms C) raised a number of issues about the service she received from Lothian NHS Board (the Board)’s Mental Health Services in 2011.  Ms C was admitted to Meadows Ward of the Royal Edinburgh Hospital on 8 December 2011.  Ms C said that, despite her sleeplessness, erratic and strange behaviour and despite her friends' concerns that she was clearly not herself, she was diagnosed with a personality disorder and discharged on 14 December 2011 without any medication.

Specific complaints and conclusions
The complaints which have been investigated are that the Board's staff:

  • (a) unreasonably diagnosed that Ms C was suffering from a personality disorder (upheld);
  • (b) inappropriately discharged Ms C from hospital on 14 December 2011 (upheld); and
  • (c) failed to prescribe Ms C with medication on discharge from hospital (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • issue a formal written apology to Ms C for the failings identified in this investigation;
  • further annotate Ms C's clinical records from Meadows Ward, to clarify that: the letters referred to in the clinical note of 9 December 2011 did not exist and no diagnosis of personality disorder had been made by the perinatal psychiatrist;
  • raise the findings of this investigation with the relevant clinical staff for consideration as part of their next annual performance appraisals;
  • develop a strategy for improving carer involvement and communication on Meadows Ward;
  • develop a strategy for improving information sharing within multi-disciplinary teams on Meadows Ward;
  • develop a strategy for ensuring multi-disciplinary discharge planning on Meadows Ward;
  • review record-keeping practices on Meadows Ward, to ensure that communication with carers and family is appropriately recorded; and
  • meet the outstanding treatment costs Ms C incurred while in France, prior to her discharge on 13 January 2012.

The Board have accepted the recommendations and will act on them accordingly.

  • Report no:
    200500739 200500763
  • Date:
    December 2007
  • Body:
    The City of Edinburgh Council and Historic Scotland
  • Sector:
    Local Government

Overview
The complainant (Mr C) purchased a detached unlisted house (the House) in a conservation area in September 2003 and engaged in pre-planning application discussion with the City of Edinburgh Council (the Council).  The Council advised that, in principle, his proposal to demolish the House was acceptable.  Mr C informed his neighbours of his intention to seek the relevant planning consents.  They in turn suggested to Historic Scotland that the House should be listed.  The planning applications were submitted.  The Council issued a Building Preservation Notice (BPN) on 16 June 2004 and Historic Scotland responded by issuing a Category B listing on 30 June 2004.  Mr C decided to withdraw his applications prior to them being considered by the planning committee.

Specific complaints and conclusions
The complaints which have been investigated are that:

  1. entry was made to Mr C's property by an officer of Historic Scotland without requisite consent (upheld);
  2. Historic Scotland knowingly gave misleading, inaccurate and out of date information to the Council (upheld to the extent that Historic Scotland gave misleading and inaccurate information about what they had decided);
  3. Historic Scotland colluded with the Council to enable the listing of his home (not upheld);
  4. Historic Scotland failed to establish or follow correct procedures by listing the building immediately following service of the BPN (not upheld);
  5. Historic Scotland were inept and incompetent in their production of the listing description of the property (upheld);
  6. an officer from Historic Scotland who appeared on a national radio programme misled the listening public (no finding);
  7. Historic Scotland neglected to inform Mr C, in their letter of 7 December 2004, of his rights and entitlement to come to the Ombudsman (not upheld);
  8. the pre-planning application advice given to him by the Council was faulty (not upheld);
  9. the Council's procedures in validating his planning application were faulty (not upheld);
  10. the Council's planning officer's report to committee on the BPN was misleading, incomplete and biased (not upheld); and
  11. the Council colluded with Historic Scotland (not upheld).

Redress and recommendations
The Ombudsman recommends that Historic Scotland apologise to Mr C for the failings identified in the report.  She commends Historic Scotland for changes they have made to their procedures for deciding on listing, but recommends that Historic Scotland review the events considered in this report and consider whether they should take further steps to ensure that their decision making and communication processes are clear.

Historic Scotland have accepted the recommendations and will act on them accordingly.

The Ombudsman has no recommendations in respect of the Council.