Health

  • Report no:
    201204498
  • Date:
    August 2013
  • Body:
    Highland NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C) raised a number of concerns on behalf of her husband (Mr C), who was admitted to Raigmore Hospital (the Hospital) on 4 January 2012 after suffering a seizure. She complains that during his stay, Mr C was not given appropriate care and treatment, nor was he properly assessed for rehabilitation prior to his discharge.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) staff at the Hospital failed to provide Mr C with appropriate care and treatment following admission on 4 January 2012 (upheld); and
  • (b) staff at the Hospital failed to assess properly whether Mr C would benefit from rehabilitation on discharge from hospital (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) make a formal apology to Mr and Mrs C for their failures;
  • (ii) ensure that the consultant physician (Doctor 2)'s next appraisal includes this case, together with reflection on the Adults with Incapacity legislation and the specific rights of patients with dementia;
  • (iii) conduct an audit on Ward 6C, relating to compliance with Adults with Incapacity legislation for patients with dementia, and satisfy themselves that all staff are fully apprised of its implications;
  • (iv) formally apologise to Mr and Mrs C for failing to assess Mr C properly prior to his discharge from hospital; and
  • (v) (with Mrs C's agreement) assess Mr C thoroughly to establish whether he would benefit from further physiotherapy input and, if he would, the Board arrange this.

 

The Board have accepted the recommendations and will act on them accordingly.

  • Report no:
    201201732
  • Date:
    August 2013
  • Body:
    Grampian NHS Board
  • Sector:
    Health

Overview
The complainant (Mr C) raised a number of concerns with Grampian NHS Board (the Board) that the care given to his wife (Mrs C) and baby daughter (Baby C) at Aberdeen Maternity Hospital (the Hospital) was inadequate. Mrs C was admitted to the Hospital two weeks prior to Baby C's birth by caesarean section. Baby C died shortly after birth, having been born premature and very underweight. Mr C was particularly concerned about the refusal of medical staff to continue resuscitation on Baby C. It is of concern to me that a number of relevant and important clinical documents, including reference to the fact a post-mortem examination had been conducted, were not provided to my office by the Board until they were asked to highlight any factual errors in a draft version of this report. At this stage of our investigative process, the Board had already been asked, on two occasions, to provide all the relevant information they held. In addition, we had already obtained clinical advice, with my advisers providing comment on the clinical records and information as received. I am disappointed by the Board's decision not to provide such relevant information until this final fact checking stage. I expect all bodies to ensure that their responses to my office's enquiries are thorough and include all information which is of relevance to the complaints under investigation. The Board's omissions in this case undoubtedly hampered our investigations, caused increased stress and distress for the family involved, and are totally unacceptable, as well as unprofessional.

Specific complaints and conclusions
The complaints which have been investigated are that the Board:

  • (a) failed to adequately manage the later stages of Mrs C’s pregnancy including the birth of her baby (upheld);
  • (b) failed to adequately assess the possible success of continued resuscitation (not upheld); and
  • (c) failed to adequately communicate with Mr and Mrs C (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) consider introducing guidelines for the management of small for gestational age foetuses, with reference to the Royal College of Obstetricians and Gynaecologists guidance of March 2013;
  • (ii) undertake an assessment to ensure that the Obstetric Team has the correct training and equipment to perform assessments of extremely pre-term infants with abnormal umbilical blood flows, and prepare an action plan to address any shortcomings;
  • (iii) provide evidence to demonstrate that following the death of a baby, full clinical examinations and investigations, including a post-mortem, are discussed with and offered to parents;
  • (iv) demonstrate that the Board's guidelines about intrauterine death , which contain survival figures for babies of extreme prematurity, are referred to as appropriate by maternity and neonatal staff when discussing care with prospective parents;
  • (v) remind all of the staff involved in Mrs C's care of the importance of obtaining signed consent forms for caesarean sections;
  • (vi) issue a full apology to Mr and Mrs C for all of the failings identified in this report;
  • (vii) draw this report to the attention of all neonatal, obstetric and maternity staff at the Hospital; and
  • (viii) conduct a significant event analysis of Mrs C and Baby C's care from the point of Mrs C's admission until Baby C's delivery and treatment.
  • Report no:
    201200092
  • Date:
    August 2013
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C), an advocacy worker, raised a number of concerns on behalf of her client (Ms A) about Ms A's detention under the terms of a Short-Term Detention Certificate and her subsequent transfer, under nurse escort by ambulance, from the Royal Infirmary Edinburgh (Hospital 1) to the mental health unit at St John's Hospital (Hospital 2) in November 2011. Specifically, Mrs C complained about the way in which Ms A was transferred and that she did not receive appropriate information in relation to the detention and transfer.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) Ms A was forcibly transferred from Hospital 1 to Hospital 2 without any prior knowledge or explanation of reasons (upheld);
  • (b) Ms A was inappropriately told she was being detained under the Mental Health Act but has no recollection of being detained (upheld); and
  • (c) the manner in which Ms A was wrapped in a blanket and strapped to a trolley, causing severe bruising to her shoulders, was unreasonable (not upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) ensure that where detention and/or transfer is being considered, the matter is fully discussed with the patient and they are informed of the options available to them and the rationale underpinning the decision;
  • (ii) ensure that in such cases discussions in relation to the patient's care and treatment and actions taken, including the use of medication, are clearly recorded in the clinical notes;
  • (iii) ensure that, where restraint is required during the transfer of a patient, the appropriate incident report is completed in line with Board policy and the event clearly recorded in the clinical notes;
  • (iv) feed back the learning from this complaint to all relevant staff in both hospitals;
  • (v) ensure that all staff involved in taking decisions on short term and emergency detention are aware of the requirements of the Mental Health legislation and adhere to the appropriate process when carrying out any detention; and
  • (vi) ensure that a physical examination is conducted on a patient on their arrival at a hospital, especially if the patient was the subject of a physical restraint en-route to the hospital; and

The Ombudsman recommends that:

  • (i) this report be considered at a meeting of the Lothian NHS Board.

 

The Board have accepted the recommendations and will act on them accordingly.

  • Report no:
    201103125
  • Date:
    August 2013
  • Body:
    Lanarkshire NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C) raised a number of concerns with Lanarkshire NHS Board (the Board) concerning the care and treatment her father (Mr A) received for a gangrenous toe between 4 January and 12 March 2011 while a patient in three different hospitals, including Monklands General Hospital (Hospital 1), Hairmyres Hospital (Hospital 2) and Wester Moffat Hospital (Hospital 3). Mr A died from sepsis (a bacterial infection in the bloodstream) on 12 March 2011.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) the treatment provided to Mr A for his gangrenous toe was inadequate and failed to address the infection and prevent him contracting sepsis (upheld);
  • (b) during Mr A's admissions to the three hospitals, staff unreasonably failed to recognise, monitor and address his pain, agitation and confusion (upheld);
  • (c) between 9 and 10 March 2011 Mr A's medication was inappropriately changed causing him to become very distressed and unresponsive (upheld);
  • (d) there was an unreasonable delay in transferring Mr A to Hospital 1 on 12 March 2011 when his condition had deteriorated (upheld); and
  • (e) during Mr A's hospital admissions from 4 January to 12 March 2011, the family constantly raised their concerns about Mr A's deteriorating condition but these were unreasonably ignored (not upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) ensures that Doctor 1 reflects in his annual appraisal on Adviser 1's comments in terms of the lack of evidence in the medical records to show that all surgical options were considered and discussed with Mr A and the family where relevant;
  • (ii) review the application of the MEWS chart in Hospital 3 to ensure that staff can readily identify patients who have deteriorated and require urgent attention;
  • (iii) conduct a significant event analysis with regards to Mr A's transfer from Hospital 3 to Hospital 1, to ensure that in future patients who are significantly unwell and deteriorating are transferred in a timely manner. This should also take into account Mr A's pain management at Hospital 3; and
  • (iv) apologise to Mrs C and the family for the failings identified in this report.
  • Report no:
    201103956
  • Date:
    June 2013
  • Body:
    Lothian NHS Board
  • Sector:
    Health

Overview
The complainant (Mrs C) raised a number of concerns with Lothian NHS Board (the Board) about the care and treatment she received during her pregnancy, in particular, from her community midwife (the Midwife). Mrs C also raised concerns that medical staff, immediately following her son’s birth (Baby A) on 16 May 2011 when she had a haemorrhage, refused to allow her husband (Mr C) to push her bed to the theatre.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) the Midwife failed to deal with Mrs C’s request for a caesarean section properly (upheld);
  • (b) the Midwife unreasonably refused Mrs C antenatal appointments (not upheld);
  • (c) the Midwife misled Mrs C about when she would be induced (not upheld); and
  • (d) the Board unreasonably refused to allow Mr C to push Mrs C’s bed to theatre (not upheld).

 

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) ensure that the comments of the Adviser in relation to complaint (a) are shared with community midwives, in particular, that where there is any deviation from a normal uncomplicated pregnancy, the expectant mother should be referred to an obstetrician or other medical specialist as appropriate;
  • (ii) ensure that the comments of the Adviser in relation to complaint (c) are shared with community midwives, in particular, that every case of an expectant mother must be considered individually and that relevant issues of a complex history, maternal age and personal anxieties are taken in to account;
  • (iii) review the process of record-keeping by community midwives in relation to patients’ notes. In particular, to ensure that any discussions and advice given concerning requests by an expectant mother for any intervention, induction of labour or a C section are clearly and properly documented in her medical records; and
  • (iv) apologise to Mrs C for the failings identified in this report.
  • Report no:
    201200405
  • Date:
    June 2013
  • Body:
    Highland NHS Board
  • Sector:
    Health

Overview
The complainant (Ms C) raised a number of concerns about the care and treatment her late daughter (Miss A) received at Raigmore Hospital (Hospital 1). Miss A was seen by an out-of-hours GP at Hospital 1 and thereafter returned 24 hours later where she was admitted as her condition had seriously deteriorated. The following day, Miss A was transferred to the Royal Hospital for Sick Children in Edinburgh (Hospital 2) and sadly died two days later.

Specific complaints and conclusions
The complaints which have been investigated are that:

  • (a) the receptionist failed to obtain appropriate assistance when Miss A presented at Accident and Emergency with soiled clothing (upheld);
  • (b) Miss A was inappropriately discharged by the out-of-hours GP on 5 March 2011 (not upheld); and
  • (c) staff failed to adequately monitor or provide timely treatment to Miss A when she was admitted to Accident and Emergency on 6 March 2011 (not upheld).

 

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) provide the Ombudsman with evidence to support that they have reviewed their gown supplies in Accident and Emergency and informed relevant staff of the procedure to follow when alternative clothing is required;
  • (ii) remind the out-of-hours GP of the GMC's guidance in relation to record-keeping;
  • (iii) draw to the attention of relevant staff the comments by Adviser 2 and Adviser 3 regarding documenting more detailed information on intubation in this case; and
  • (iv) conduct a review of their Significant Event Analysis procedures to ensure that a detailed and robust investigation is carried out in all cases.
  • Report no:
    201200390
  • Date:
    June 2013
  • Body:
    Greater Glasgow and Clyde NHS Board
  • Sector:
    Health

Overview
The complainant (Mr C) and his wife (Mrs C) underwent a cycle of infertility treatment towards the end of 2011. This did not lead to pregnancy. Thereafter, the Greater Glasgow and Clyde NHS Board (the Board) told Mr and Mrs C that because the hormone that indicated Mrs C's ovarian reserve was low, they would not be offered a further cycle of treatment using her eggs. Instead, they were offered a further cycle with a donated egg. Mr C alleged that this decision was contrary to his and his wife's right of access to NHS treatment and against guidelines on the provision of fertility treatment in Scotland. He further complained that the delays in the process reduced their chances of success.

Specific complaint and conclusion
The complaint which has been investigated is that the Board failed unreasonably to provide a second cycle of fertility treatment of Mr C’s choosing (upheld).

Redress and recommendations
The Ombudsman recommends that the Board:

  • (i) apologise to Mr C for the failures identified;
  • (ii) offer him £6,000 in the event that he seeks assisted conception treatment privately;
  • (iii) amend their policy on assisted conception to clarify that patients may not be eligible for further NHS treatment if response to treatment is poor; and
  • (iv) consider introducing a protocol to fast track patients with a potentially poor ovarian reserve.

 

The Board have accepted the recommendations and will act on them accordingly.

  • Case ref:
    201706768
  • Date:
    November 2018
  • Body:
    Scottish Ambulance Service
  • Sector:
    Health
  • Outcome:
    Some upheld, recommendations
  • Subject:
    failure to send ambulance / delay in sending ambulance

Summary

Mrs C complained that the ambulance service delayed in sending an ambulance to her daughter (Miss A) when Miss A dislocated her knee. The ambulance took almost an hour to arrive, which the ambulance service acknowledged was much longer than they would have expected. They apologised for the delay and explained it was due to a lack of resource, and the need to prioritise life threatening situations.

We took independent advice from a paramedic. We found that the request was assessed and prioritised appropriately. We were satisfied that the ambulance service responded reasonably to the request, and could not have done anything differently with the resources available to them at the time. We did not uphold this complaint.

Mrs C also complained about the time taken to respond to her complaint; the lack of interim update which led to her having to chase for a response; and also the adequacy of the response in addressing her concerns. We were content that the response was a reasonable and proportionate response to Mrs C's complaint. However, we were critical that the ambulance service failed to adhere to the NHS Scotland Model Complaints Handling Procedure in that they did not issue their response within 20 working days, and did not proactively contact Mrs C in the interim to explain the delay and agree a revised response timescale. We upheld this complaint.

Recommendations

What we asked the organisation to do in this case:

  • Apologise to Mrs C for failing to adhere to the terms of the NHS Scotland Model Complaints Handling Procedure when dealing with her complaint. The apology should meet the standards set out in the SPSO guidelines on apology available at www.spso.org.uk/leaflets-and-guidance.

In relation to complaints handling, we recommended:

  • SAS should adhere to the terms of the NHS Scotland Model Complaints Handling Procedure when dealing with complaints – complaints handling staff should be reminded of these terms and the findings of this investigation should be brought to their attention.

We have asked the organisation to provide us with evidence that they have implemented the recommendations we have made on this case by the deadline we set.

  • Case ref:
    201703672
  • Date:
    November 2018
  • Body:
    Western Isles NHS Board
  • Sector:
    Health
  • Outcome:
    Upheld, recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mrs C complained on behalf of her daughter (Miss A), who suffers from quadriplegic cerebral palsy (a condition which results in severe or complete loss of motor function in all four limbs) and other complex additional support needs. Mrs C complained that the board unreasonably withdrew Miss A's physiotherapy.

We took independent advice from a physiotherapist. We found that it could have been deemed appropriate for the board to stop Miss A's physiotherapy. However, we found that this was done without any appropriate assessment documented in the notes and without any documented consultation and discussion with Mrs C and her husband (Mr C). This is contrary to the Scottish Government Getting it Right for Every Child guidance. We upheld this aspect of Mrs C's complaint.

Mrs C also complained that, when asked, the board unreasonably failed to show her that their decision to withdraw Miss A's physiotherapy was based on clinical need. We noted that, while the board referred to the progress Miss A had made, they did not explain why improvement in Miss A's physical abilities affected her need for physiotherapy. In view of this, it was unclear why the specific physiotherapy was withdrawn. There was also a delay in the board providing this complaint response to Mrs C. We upheld this aspect of the complaint.

Mrs C also complained that the board unreasonably failed to carry out a paediatric physiotherapy review of Miss A's physiotherapy requirements, as had been agreed at a meeting with Mrs C and Mr C. We were unable to confirm if a review took place at the time the board said that it would. We upheld this aspect of the complaint.

Recommendations

What we asked the organisation to do in this case:

  • Apologise to Mr and Mrs C and Miss A for the failings in Miss A's physiotherapy care and their response to the complaint.The apology should meet the standards set out in the SPSO guidelines on apology available at www.spso.org.uk/leaflets-and-guidance.

What we said should change to put things right in future:

  • In a similar situation, parents should be consulted prior to making changes to their children's physiotherapy treatment. The clinical reasoning for making changes should be documented and explained prior to them taking place, in accordance with Scottish and UK legislation and advice.
  • Actions agreed at meetings regarding physiotherapy complaints should be completed and formally documented.

In relation to complaints handling, we recommended:

  • Respond to complaints within a reasonable time and provide full responses, in accordance with the board's complaints procedure.
  • Case ref:
    201802126
  • Date:
    November 2018
  • Body:
    Tayside NHS Board
  • Sector:
    Health
  • Outcome:
    Not upheld, no recommendations
  • Subject:
    clinical treatment / diagnosis

Summary

Mr C complained about the treatment he received in A&E at Ninewells Hospital. Mr C had had attended with symptoms of severe headache and double vision. He was given painkillers and told to return for a scan the following week. A few days later Mr C awoke with blood coming from his nose and mouth and contacted the Acute Medical Unit. He was asked to return the following day for a head scan which found that Mr C had suffered an internal carotid artery dissection (a tear in one of the arteries in the neck). Mr C felt that the head scan should have been taken when he first attended hospital.

We took independent advice from a consultant in acute medicine. Our investigation of the complaint was affected as the original case notes could not be located by the board and we had to rely on the contents of the immediate hospital discharge letter and a statement made by a doctor during the board's investigation of the complaint. We were unable to establish if the doctor managed to obtain a full medical history from Mr C about his symptoms and whether a full assessment had been carried out. There was some evidence that a full examination had been performed. There was no question that a head scan was required, and had insufficient resources been an issue at the time, then Mr C should have been recalled, ideally, the following day. However, this was dependent on the reported symptoms at that time. We found that appropriate advice was given to Mr C to seek further medical advice should his symptoms deteriorate. On balance, in view of the missing clinical records, it was felt that we could neither uphold or not uphold the complaint. We made no finding on the complaint.