Local Government

  • Report no:
    200500739 200500763
  • Date:
    December 2007
  • Body:
    The City of Edinburgh Council and Historic Scotland
  • Sector:
    Local Government

Overview
The complainant (Mr C) purchased a detached unlisted house (the House) in a conservation area in September 2003 and engaged in pre-planning application discussion with the City of Edinburgh Council (the Council).  The Council advised that, in principle, his proposal to demolish the House was acceptable.  Mr C informed his neighbours of his intention to seek the relevant planning consents.  They in turn suggested to Historic Scotland that the House should be listed.  The planning applications were submitted.  The Council issued a Building Preservation Notice (BPN) on 16 June 2004 and Historic Scotland responded by issuing a Category B listing on 30 June 2004.  Mr C decided to withdraw his applications prior to them being considered by the planning committee.

Specific complaints and conclusions
The complaints which have been investigated are that:

  1. entry was made to Mr C's property by an officer of Historic Scotland without requisite consent (upheld);
  2. Historic Scotland knowingly gave misleading, inaccurate and out of date information to the Council (upheld to the extent that Historic Scotland gave misleading and inaccurate information about what they had decided);
  3. Historic Scotland colluded with the Council to enable the listing of his home (not upheld);
  4. Historic Scotland failed to establish or follow correct procedures by listing the building immediately following service of the BPN (not upheld);
  5. Historic Scotland were inept and incompetent in their production of the listing description of the property (upheld);
  6. an officer from Historic Scotland who appeared on a national radio programme misled the listening public (no finding);
  7. Historic Scotland neglected to inform Mr C, in their letter of 7 December 2004, of his rights and entitlement to come to the Ombudsman (not upheld);
  8. the pre-planning application advice given to him by the Council was faulty (not upheld);
  9. the Council's procedures in validating his planning application were faulty (not upheld);
  10. the Council's planning officer's report to committee on the BPN was misleading, incomplete and biased (not upheld); and
  11. the Council colluded with Historic Scotland (not upheld).

Redress and recommendations
The Ombudsman recommends that Historic Scotland apologise to Mr C for the failings identified in the report.  She commends Historic Scotland for changes they have made to their procedures for deciding on listing, but recommends that Historic Scotland review the events considered in this report and consider whether they should take further steps to ensure that their decision making and communication processes are clear.

Historic Scotland have accepted the recommendations and will act on them accordingly.

The Ombudsman has no recommendations in respect of the Council.

  • Report no:
    200703193
  • Date:
    July 2009
  • Body:
    Dumfries and Galloway Council
  • Sector:
    Local Government

Overview
The complainant is a planning consultant.  His complaint to the Ombudsman concerned the handling by a committee (the Area Committee) of Dumfries and Galloway Council (the Council) of his clients' application (the Application) for planning consent for a dwelling house in a rural area.

Specific complaint and conclusion
The complaint which has been investigated is that there were shortcomings in the consideration of the Application by the Council's Area Committee (not upheld).

Redress and recommendations
The Ombudsman has no recommendations to make.

  • Report no:
    21059
  • Date:
    September 2004
  • Body:
    The City of Edinburgh Council
  • Sector:
    Local Government

The complaint concerned The City of Edinburgh Council’s response, in December 2001, to an enquiry from the complainants’ architectural agents which failed to disclose a condition attached to an amended planning consent of twenty years earlier, that the terraced dwelling house in which they resided should not be extended without the prior written approval of the planning authority.

  • Case ref:
    201800339
  • Date:
    November 2018
  • Body:
    The City of Edinburgh Council
  • Sector:
    Local Government
  • Outcome:
    Not upheld, no recommendations
  • Subject:
    neighbour disputes and anti-social behaviour

Summary

Mr C complained that the council did not take reasonable action following various reports he made about his neighbour's antisocial behaviour.

We found that the council assessed and investigated the reports, made visits to the block, undertook interviews, and also took into account actions of other bodies and court action. The council also re-assessed the situation as new information was presented or new developments occurred. We decided that the council took reasonable action in line with their policy and explored possible avenues to resolution. Therefore, we did not uphold Mr C's complaint.

  • Case ref:
    201707404
  • Date:
    November 2018
  • Body:
    North Lanarkshire Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    primary school

Summary

Mr and Mrs C complained that primary school staff failed to follow procedures in relation to their reports of their child being bullied, and about the council's handling of their complaint.

We found that council policy required that if a bullying incident was reported, it should be investigated to establish whether bullying had occurred, and that school management would monitor and keep records of incidents from all classes, identifying possible patterns of behaviour. Class teachers would follow- up any complaint by a parent and report back promptly and fully on the action taken; investigate an incident if bullying was suspected or reported, with the incident being dealt with immediately by the teacher approached; and monitor and record conflicts on pastoral notes and advise the Senior Management Team of this. We were not provided with any records that investigations took place, in response to Mr and Mrs C's contact, to establish whether bullying had occurred. We upheld this aspect of the complaint.

Mr and Mrs C submitted a detailed complaint to the council. In our view, the council should have dealt with it at the investigation stage of the complaints handling procedure, rather than trying to deal with it at the frontline resolution stage. After this, the council carried out an investigation outside the complaints handling procedure and, after this, a second investigation as part of the complaints handling procedure. We found that the council's responses to Mr and Mrs C, in particular after the first investigation, did not deal with the complaints they had raised, or provide reasonable responses to key points. We upheld this part of the complaint.

Recommendations

What we asked the organisation to do in this case:

  • Apologise to Mr and Mrs C for unreasonably failing to follow procedures in relation to their reports of their child being bullied. The apology should meet the standards set out in the SPSO guidelines on apology available at www.spso.org.uk/leaflets-and-guidance.

What we said should change to put things right in future:

  • School staff should ensure that they follow the council's and the school's anti-bullying policies, and keep adequate records.
  • Case ref:
    201702179
  • Date:
    November 2018
  • Body:
    North Lanarkshire Council
  • Sector:
    Local Government
  • Outcome:
    Not upheld, recommendations
  • Subject:
    control of pollution

Summary

Mr C complained that the council failed to take reasonable steps in relation to his complaints about dust and noise from industrial premises near his home.

We took independent advice from a consultant in environmental health. We found no evidence of a lack of willingness by the council to respond to Mr C's complaints of dust and noise, in line with the relevant legislation. We found that, on each occasion, the council determined there was insufficient evidence of a statutory nuisance. We did not uphold Mr C's complaint.

Although we did not uphold the complaint, we did have concerns about the council's records of monitoring and the advisability of follow-up in relation to the council's recent investigations regarding dust and noise. We made a recommendation and provided feedback to the council to address these points.

Recommendations

What we asked the organisation to do in this case:

  • Carry out further follow-up monitoring of dust and noise, and work with the premises operator if appropriate to mitigate noise sources where possible.
  • Case ref:
    201706974
  • Date:
    November 2018
  • Body:
    Fife Council
  • Sector:
    Local Government
  • Outcome:
    Upheld, recommendations
  • Subject:
    child services and family support

Summary

Mr and Mrs C were kinship carers for Child A. Child A was removed from Mr and Mrs C's care and placed in foster care. Mr and Mrs C complained to us that the council failed to provide the appropriate support to them as kinship carers.

We took independent advice from a social work adviser. We found that, while at times the level of support provided was reasonable, there were occasions when the council's actions were unreasonable. In particular, we found that:

• Child A was not seen alone by their supervising social worker every four weeks, contrary to the council's own standards.

• The council failed to carry out home visits to Mr and Mrs C on two occasions.

• The council did not provide a reasonable level of support to Mr and Mrs C to ensure they had the necessary skills to meet Child A's needs, given the possible impact of Child A's experiences and the behavioural issues that could arise.

• The council instructed an external service to provide Child A with support. It was not clear from the records when the support of this service started and ended for Child A or what work the service was doing with Child A.

• A planning meeting was not carried out within 72 hours of Child A being placed with Mr and Mrs C and no kinship care assessment was completed for Mr and Mrs C, contrary to the council's own guidance and the Looked After Children (Scotland) Regulations 2009.

• Child A's social work notes were often recorded much later than set out by the Council's policy which states that they should be recorded within five days of the event.

In addition, we found that the handling of Mr and Mrs C's complaint was unreasonable.

We upheld Mr and Mrs C's complaint.

Recommendations

What we asked the organisation to do in this case:

  • Apologise to Mr and Mrs C for failing to provide a reasonable level of support to them as kinship carers and for failing to handle their complaint in accordance with the Social Work Model Complaints Handling Procedure. The apology should meet the standards set out in the SPSO guidelines on apology available at https://www.spso.org.uk/leaflets-and-guidance.

What we said should change to put things right in future:

  • Looked After Children should be seen on their own by their allocated social worker every four weeks in accordance with Fife Council's Social Work Service Children & Families Service Duty Principles & Standards (August 2017).
  • The council should visit the child and their carer on any occasion where it is considered necessary or appropriate to safeguard or promote the welfare of the child or where it is considered necessary or appropriate to provide support and assistance to the child's carer for the purpose of safeguarding or promoting the welfare of the child, in accordance with the Looked After Children (Scotland) Regulations 2009.
  • Where a child has experienced neglect and/or abuse, the council should discuss the likely impact of this with the kinship carers at the earliest opportunity and provide the level of support needed to ensure the kinship carers have the necessary skills to meet the child's needs in accordance with the Getting it Right for Every Child Framework.
  • Where the council instructs an external service to provide support, changes to the service provided and the reasons for those changes should be recorded clearly.
  • Planning meetings should be held within 72 hours of kinship care placements beginning in accordance with Fife Council's Kinship Assessment Guidance. Kinship care assessments should be completed within 12 weeks of the kinship care placements beginning in accordance with the Looked after and Accommodated (Scotland) Regulations 2009, the Guidance on Looked After Children (Scotland) Regulations 2009 and Fife Council's Kinship Assessment Guidance. If there are legitimate and assessed reasons for not complying with the Regulations or the Council's Guidance then these should be recorded clearly and approved by a manager.
  • Social work case notes should be recorded within five days of the event taking place in accordance with Social Work Service Children & Families Service Duty Principles & Standards (April 2016).

In relation to complaints handling, we recommended:

  • When responding to complaints the council should follow their complaints handling procedure and all staff should be aware of this and the model complaints handling procedure for local authorities.
  • Case ref:
    201801136
  • Date:
    November 2018
  • Body:
    East Dunbartonshire Council
  • Sector:
    Local Government
  • Outcome:
    Not upheld, no recommendations
  • Subject:
    primary school

Summary

Mrs C complained that the council did not take adequate action to address bullying targeted at her child (Child A). She said that the sanctions applied to the other children were not adequate. The council confirmed that the school recorded and responded to the incidents reported to them appropriately. They said that some of the incidents occurred outside of school hours and, therefore, they were not aware of them. The school also delivered classroom based sessions to promote positive relationships and respect and offered restorative sessions / mediation to Child A. Mrs C was unhappy with this response and brought her complaint to us.

We found that the council followed their procedures correctly. Incidents were recorded, and professional judgement was exercised regarding what action to take to address the incidents. The school offered weekly sessions to Child A, however, they acknowledged that these were taking place on an ad hoc basis. The council agreed to work with the school to improve this aspect of their procedures. We are satisfied that the school took reasonable steps to address Mrs C's concerns about bullying and did not uphold her complaint.

  • Case ref:
    201706306
  • Date:
    November 2018
  • Body:
    Dumfries and Galloway Council
  • Sector:
    Local Government
  • Outcome:
    Not upheld, no recommendations
  • Subject:
    primary school

Summary

Mrs C complained that the head teacher of her child's school did not follow procedures to deal with disruptive behaviour in class or alleged bullying. She also complained about the council's handling of her complaint.

We found sufficient evidence that the head teacher followed relevant procedures to deal with disruptive behaviour, and that the council's handling of Mrs C's complaint was reasonable. In relation to bullying, we found there might have been one incident where the head teacher did not record a bullying incident. In relation to other incidents of alleged bullying, we found no evidence that the head teacher was aware of them or had been made aware of them by Mrs C, her child, or school staff. We did not uphold Mrs C's complaints.

  • Case ref:
    201800266
  • Date:
    November 2018
  • Body:
    Angus Council
  • Sector:
    Local Government
  • Outcome:
    Not upheld, no recommendations
  • Subject:
    primary school

Summary

Miss C complained that the council had not followed their policies and procedures in relation to an incident involving her child (Child A).

We found that the council had rightly initiated their child protection procedures. The council had also followed their processes, and had met with Miss C to agree a safety plan, taking account of both her views and those of Child A. We did not uphold Miss C's complaint.