Ombudsman's findings September 2020
We laid 52 decisions before the Scottish Parliament this month. For more information, please click on the link below.
We laid 52 decisions before the Scottish Parliament this month. For more information, please click on the link below.
We laid 36 decisions before the Scottish Parliament this month. For more information, please click on the link below.
Download the Ombudsman's overview (PDF, 286KB) or read it online (link is external). Media enquiries can be made by email or via our online form.
Ms C complained about the care and treatment her late father (Mr A) received at Raigmore Hospital after he died unexpectedly following elective knee surgery. Ms C also complained about Highland NHS Board's investigation of her complaint.
The Board's investigation of Ms C's complaint did not identify any failings in Mr A's care. We took independent advice from a consultant trauma and orthopaedic surgeon. We found that Mr A's symptoms prior to discharge were not appropriately acted on. Had they been, there is a possibility that other specialities could have been called in to assess and assist. However, we could not say whether this would have affected Mr A's outcome. We concluded that Mr A's postoperative care and treatment was of an unreasonable standard and upheld the complaint.
In terms of the consent process for Mr A's surgery, we were also critical that there was no record to demonstrate that all the specific recognised risks of a total knee replacement surgery were covered sufficiently during a clinic consultation. We concluded that this is contrary to national guidance on consent and was unreasonable.
We also found that the Board's investigation and response to Ms C's complaint contained inaccurate information; did not reasonably address all the concerns Ms C raised; and did not reasonably identify and address the failings in Mr A's care. The letter concentrated mainly on the opinion as to the cause of Mr A's death rather than systematically addressing the points Ms C had written in her complaints form. We concluded that the response to Ms C's complaint was not compliant with the NHS Complaints Handling Procedure (NHS CHP) because the investigation and response should have been more comprehensive, clearer and easier to understand. We upheld the complaint.
What we are asking the Board to do for Ms C:
Complaint number |
What we found |
What the organisation should do |
What we need to see |
---|---|---|---|
(a) |
There was an unreasonable failure to act upon Mr A's acute kidney injury and episodes of vomiting; there was an unreasonable failure to demonstrate that all the recognised risks of total knee replacement surgery were covered sufficiently during the consultation on 30 January 2018; and the Board's investigation and response to Ms C's complaint contained inaccurate information; did not reasonably address all the concerns Ms C raised; and did not reasonably identify and address the failings in Mr A's care
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Apologise to Ms C and the family for failing to:
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A copy or record of the apology. By: 16 September 2020
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We are asking the Board to improve the way they do things:
Complaint number |
What we found |
Outcome needed |
What we need to see |
---|---|---|---|
(a) |
The fluid balance chart was discontinued despite there being a significant fluid imbalance and an acute kidney injury having been identified; the acute kidney injury was not acted upon (no intravenous infusion was given and no repeat blood testing carried out); and no physical examination was performed prior to discharge
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Patients with acute kidney injury should have their symptoms acted on and managed in line with relevant standards and guidance, where appropriate |
Evidence that:
By: 11 November 2020
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(a) | The orthopaedic team did not seek assistance regarding the acute kidney injury from other specialities | Patients should receive appropriate medical review for their symptoms |
Evidence to:
By: 11 November 2020 |
(a) | There was an unreasonable failure to demonstrate that all the recognised risks of total knee replacement surgery were covered sufficiently during the consultation on 30 January 2018 | Patients should be fully advised of all material risks of total knee replacement surgery and the discussion should be clearly recorded, in accordance with the Royal College of Surgeons standard |
Evidence that:
The SPSO thematic report on informed consent may assist in encouraging learning for staff in this area: https://www.spso.org.uk/thematicreports By: 11 November 2020 |
We are asking the Board to improve their complaints handling:
Complaint number |
What we found |
Outcome needed |
What we need to see |
---|---|---|---|
(b) |
The Board's investigation and response to Ms C's complaint contained inaccurate information; did not reasonably address all the concerns Ms C raised; and did not reasonably identify and address the failings in Mr A's care |
The Board's complaint handling and governance systems should ensure that complaints are investigated and responded to in accordance with the NHS CHP. They should ensure that failings (and good practice) are identified; and that learning from complaints is used to drive service development and improvement |
Evidence that:
By: 11 November 2020 |
As well as the recommendation above to ensure there is a standard operating procedure for the management of acute kidney injury and to include this in junior doctor induction, the Board may wish to consider the placement of ward posters informing others about the issue.
Mr C complained about the care and treatment that he received from Greater Glasgow & Clyde NHS - Acute Services Division (the Board) after he sustained a navicular fracture to his left foot (a fracture of the navicular bone on the top of the midfoot). Mr C also complained that the Board failed to respond reasonably to his complaint.
In March 2017, Mr C attended the Emergency Department (ED) of the Queen Elizabeth University Hospital, Glasgow (the Hospital). Mr C was assessed by a junior doctor and found to have pain on touching some of the bones in his foot. An xray was ordered, which the junior doctor interpreted as showing an un-displaced fracture (a fracture where the bone fragments do not separate) of one of the metatarsal bones (the 'forefoot' bones linking the toes to the middle part of the foot). Mr C was given a walking boot, advice and discharged. Two days later, the x-ray was reported by a radiologist as showing no acute joint or bony injury.
At the start of May 2017, Mr C attended again at the ED following a referral from the GP out-of-hours service as his foot was swollen and he was still in pain. Further xrays were taken. Mr C was reviewed by the on call orthopaedic doctor. The doctor's diagnosis was that there was possibly a hairline fracture (a very fine fracture) of the fourth metatarsal. Mr C said he was advised nothing further could be done and was sent home. The following day, Mr C attended the orthopaedic out-patients department at the Hospital following a call asking him to attend. He was advised by an orthopaedic doctor that the third and fourth metatarsal were broken, in addition, the navicular bone was broken in three parts with a 5mm gap.
Subsequently, Mr C underwent surgery to address the fracture. However, he continued to experience problems with his foot. Mr C had a major limb amputation of the lower part of his left leg in October 2019.
We took independent advice from a consultant in emergency medicine, a consultant orthopaedic surgeon and a consultant radiologist.
We found that it was not unreasonable that the ED junior doctor did not identify Mr C's fracture in March 2017 as it was uncommon to see a patient present at the ED with a navicular fracture and a junior doctor will rarely see a patient present with this type of fracture and often not at all. In addition, the fracture was subtle on the x-ray. On account of this, the junior doctor who saw Mr C made an understandable, reasonable, mistake in not diagnosing that he had sustained a navicular fracture.
Notwithstanding this, Mr C's fracture should have been identified in the radiology report of the x-ray taken in March 2017 and although the fracture of the navicular on the x-ray was subtle; it was unreasonable that the radiologist did not report this fracture.
Mr C was diabetic. We found that the clinical history supplied on the request for the radiograph did not include this information. While we did not consider the failure to identify and include this information in Mr C's clinical history amounted to an unreasonable standard of treatment, had the information about Mr C's diabetes been supplied it may have further alerted the reporting radiologist to the possibility of a stress fracture.
We found that when Mr C re-attended the Hospital in May 2017 after being referred by the out-of-hours service, a further opportunity to identify the navicular fracture was missed.
In conclusion, we found that overall the Board failed to provide Mr C with a reasonable standard of care and treatment and that it was likely that the failure to identify Mr C's fracture in March 2017 had a detrimental impact on his outcome. In light of the failings identified, we upheld this aspect of Mr C's complaint.
Finally, we found that the Board failed to handle Mr C's complaint reasonably and upheld this aspect of his complaint.
What we are asking the Board to do for Mr C:
Complaint number |
What we found |
What the organisation should do |
What we need to see |
---|---|---|---|
(a) and (b) |
The Board failed to provide Mr C with a reasonable standard of care and treatment The Board's own complaint investigation did not identify or address the failings in Mr C's medical care
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Apologise to Mr C for the failings in care and treatment identified in the report. The apology should meet the standards set out in the SPSO guidelines on apology available at www.spso.org.uk/information-leaflets
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A copy or record of the apology. By: 19 September 2020 |
We are asking the Board to improve the way they do things:
Complaint number |
What we found |
What should change |
What we need to see |
---|---|---|---|
(a) |
The Board unreasonably failed to identify Mr C's navicular fracture
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X-rays of patients attending hospital with a possible fracture should be appropriately reported. Patients re-attending should have their presenting symptoms fully assessed and investigated
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Evidence that the case has been discussed at a radiology Learning from Discrepancies meeting. Evidence that the Board have reflected on the failings identified in Mr C's case and given consideration to any required changes to processes and guidance. Evidence that these findings have been fed back to the relevant staff and managers in a supportive manner that encourages learning, including reference to what that learning is (e.g. a record of a meeting with staff; or feedback given at one-to-one sessions). By: 19 November 2020 |
We are asking the Board to improve their complaints handling:
Complaint number |
What we found |
Outcome needed |
What we need to see |
---|---|---|---|
(b) |
The Board's own complaint investigation did not identify or address the failings in Mr C's medical care
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The Board's complaint handling monitoring and governance system should ensure that failings (and good practice) are identified; and that learning from complaints is used to drive service development and improvement.
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Evidence that the Board have reviewed why its own investigation into this complaint did not identify or acknowledge the failings highlighted here, what learning they identified, and what action has been taken as a result. My findings have been shared with relevant staff in a supportive way for reflection and learning. By: 19 November 2020
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Ms C complained on behalf of Mrs A, about Moray Council (the Council) Children and Families social work department. Mrs A's two children, Child Y and Child Z, were removed from Mrs A's care in September 2016 as a result of a Child Protection Order (an emergency legal order granted by a Sheriff which allows the local authority to remove a child from their parent's care). Ms C complained that the Council unreasonably failed to gather and take into account relevant information when making decisions regarding the children's care and education, both before and after the children were removed from Mrs A's care and placed into accommodation.
During our investigation, we took independent advice from a social worker (the Adviser). We identified the following failings:
Given these numerous and significant failings, we upheld the complaint and made a number of recommendations to address these failings.
Ms C also complained that the Council failed to handle complaints raised by herself and Mrs A in a reasonable and timely manner. We acknowledged that the complaint was complex, involved correspondence from a number of different people, some of which had overlapping issues, and that there were concurrent information requests. The Council had taken some action to address their complaint handling failings. However, we considered that it remained that much of the handling of Ms C and Mrs A's complaints was unreasonable and we did not consider the action previously taken by the Council to address all of the complaint handling failings. We therefore upheld this aspect of Ms C's complaint.
What we are asking the Council to do for Ms C and Mrs A:
Rec. number |
What we found |
What the organisation should do |
What we need to see |
---|---|---|---|
1. |
Under complaint (a) we found that the Council unreasonably failed to gather and take into account relevant information when making decisions regarding the children's care and education. (The individual failings are listed below.) Under complaint (b) we found that the Council failed to deal with complaints raised by Mrs A and Ms C in a reasonable and timeous manner |
Apologise to Mrs A, Child Y and Child Z for the failure to reasonably gather and take into account relevant information when making decisions regarding the children's care and education. Apologise to Mrs A and Ms C for the failure to reasonably and timeously respond to their complaints. The apologies should meet the standards set out in the SPSO guidelines on apology available at www.spso.org.uk/informationleaflets |
Copy or record of the apologies. By: 16 September 2020 |
We are asking the Council to improve the way they do things:
Rec. number |
What we found |
Outcome needed |
What we need to see |
---|---|---|---|
2. |
Under complaint (a) we found that there was no clear use of the Getting It Right For Every Child practice model being applied (including appropriate multi-agency and risk assessments) when recording the concerns highlighted in the months prior to the children's admission to care; which would have assisted practitioners to identify the cumulative concerns and collated information from other agencies
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The Council's child protection function should be delivered within the context of supporting families and meeting children's needs through the Getting It Right For Every Child practice model as stated in the National Guidance for Child Protection In Scotland and the Children and Young People (Scotland) Act 2014
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Evidence that the findings of this investigation have been fed back to relevant staff in a supportive manner that encourages learning. Evidence that the Council have considered any training needs for social work staff in relation to the Getting It Right For Every Child practice model and child protection. The Council may wish to consider using this case as a training tool. Evidence that the Council have reviewed their Child Protection guidance to ensure it takes into account the Getting It Right For Every Child practice model and the relevant legislation in relation to supporting families and meeting children's needs. By: 9 December 2020 |
3. | Under complaint (a) we found that there was a failure to engage the extended family in supporting the prevention of a breakdown in the family or to provide kinship care as a means of preventing statutory care | In line with the Children (Scotland) Act 1995, the Council should promote the upbringing of children by their families and the possibility of kinship care placements should be considered at the earliest opportunity and if this is not possible, the reasons should be recorded |
Evidence that the findings of this investigation have been fed back to relevant staff in a supportive manner that encourages learning. Evidence that there is appropriate policy and guidance in place to ensure that the possibility of kinship care placements are considered at the earliest opportunity. By: 9 December 2020 |
4. | Under complaint (a) we found that there was both an absence and delay in properly seeking the views of the children, including by use of independent advocacy, and including these views in the relevant plans and paperwork | The views of children should be sought in line with the Getting It Right For Every Child Framework and as laid down in the Children (Scotland) Act 1995 and the Children and Young People (Scotland) Act 2014. The views of children should be listened to, considered and recorded; and independent advocacy should be considered for children in a timely manner |
Evidence that social workers have been reminded of the importance of recording children's views appropriately and considering the use of independent advocacy. Evidence that the Council have considered any training needs for social work staff in relation to seeking and including children's views. Evidence of an audit being carried out of Looked After Child and Child Protection paperwork, and Child's Plans, to ensure that children's views are being sought and included appropriately. By: 9 December 2020 |
5. | Under complaint (a) we found that there was a failure to facilitate Child Y attending their hearings when Child Y voiced their wish to attend | If a child expresses a wish to attend their Children's Hearing, they should be facilitated to attend, regardless of whether they have previously been excused; in line with national guidance |
Evidence that social workers have been reminded of a child's absolute right to attend their hearings; and of their responsibility to facilitate this if a child has expressed a wish to attend. Evidence that the Council have considered any training needs for staff in relation to their responsibilities to facilitate children to attend their hearings. By: 9 December 2020 |
6. | Under complaint (a) we found that the timescales to complete the kinship care assessments were considerably outwith the recommended timescales laid down by the statutory guidance | Timescales for kinship care assessments should be in line with the Looked After Children (Scotland) Regulations 2009 and the Adoption (Scotland) Act 2007 - Part 9 Kinship Care unless the reasons as to why this is not possible are specifically recorded |
Evidence that the Council's policy and procedures on kinship care assessments are in line with the timescales in statutory guidance. Evidence that social work staff at the Council have been reminded of the guidance in relation to kinship care assessments. Evidence that there is a system in place to monitor timescales for kinship care assessment and management action taken to address when timescales are not being adhered to. By: 9 December 2020 |
7. | Under complaint (a) we found that communication with the extended family regarding consideration and assessment of kinship care placements was delayed, unclear, and not proactive | Communication with extended family in relation to potential kinship care placements should be proactive, clear, and timely |
Evidence that the findings of this investigation in relation to communication with extended family members have been fed back to relevant staff in a supportive manner that encourages learning. By: 9 December 2020 |
8. | Under complaint (a) we found that Child Z moved school without any proper sharing of information and preparation and the decision was made outwith a Looked After Child review and prior to a Children's Hearing, without reasonable evidence that this was warranted | Prior to any decision that brings about a change to the child's plan, or before a decision to seek a Children's Hearing for a child whose supervision order they think should be varied or terminated, a Looked After Child review should be held |
Evidence that social workers have been reminded that significant decisions concerning a child should not be made outwith a formal review. Evidence of an audit to ensure Looked After Child reviews are being held appropriately. By: 9 December 2020 |
9. | Under complaint (a) we found that when Child Z moved school, the new school were not notified of the background and did not learn of the involvement of other agencies until they received the child's educational file some time later | When a child who has social work involvement moves school, the new school should be informed of this in a timely manner in line with the Getting It Right For Every Child national framework principles of working collaboratively with the child at the centre |
Evidence that the findings of this investigation in relation to the Getting It Right For Every Child national framework principles of working collaboratively with the child at the centre have been fed back to the relevant staff in a supportive manner which encourages learning. By: 9 December 2020 |
10. | Under complaint (a) we found that the records evidence that the attitude of social work was at times judgemental and based on pejorative personal opinions | Social workers should avoid making statements based on assumptions and pejorative personal opinion |
Evidence that the findings of this investigation in relation to record-keeping and attitude towards families have been fed back to relevant staff in a supportive manner that encourages learning. By: 9 December 2020 |
11. | Under complaint (a) we found that the parents were not notified that their child was admitted to hospital despite still having parental responsibilities and rights | Parents with parental rights and responsibilities should, as far as possible, be consulted prior to medical treatment or in cases of an emergency admission be notified as soon as possible, in line with the Children (Scotland) Act 1995 |
Evidence that social workers have been reminded of and understand their legal obligations in respect of children and parents. By: 9 December 2020 |
12. | Under complaint (a) we found that although Child Z moved to a new local authority area, a letter to the authority informing them that Child Z was living there and requesting a transfer Child Protection Case Conference was not sent until three weeks after they moved. This was outwith guidance and also caused the receiving local authority to be outwith the timeframe for holding the Child Protection Case Conference | The Council should adhere to the National Guidance for Child Protection in Scotland in relation to notifying the receiving local authority immediately when children and/or their family move |
Evidence that social workers have been reminded of their obligations under the National Guidance for Child Protection in Scotland. Evidence that the Council's procedures and guidelines meet the National Guidance for Child Protection in Scotland standards. By: 9 December 2020 |
13. | Under complaint (a) we found that Looked After Child forms, including a general medical consent form, were not completed at the point of admission to care and there was a delay of almost four weeks following accommodation | The relevant Looked After Child forms, including general medical consent, should be completed at the point of a child being admitted to the care of the local authority, or in cases of emergency, as soon as is practicably possible after the child is placed; in line with The Looked After Children (Scotland) Regulations 2009 |
Evidence of an audit to ensure that Looked After Child forms are completed prior to or at the point of a child being accommodated. By: 9 December 2020 |
14. | Under complaint (a) we found that there were numerous and significant failings in relation to gathering and taking into account relevant information when making decisions regarding the children's care and education | When making decisions regarding the care and education of children, the Council should appropriately gather and take into account relevant information |
Evidence that the findings of this investigation have been reviewed in full by a senior member of staff at the Council and that they are satisfied that all failings have been addressed by the recommendations above or actions already taken by the Council. If they are not, an action plan should be devised to ensure that all issues are addressed appropriately and fully. By: 9 December 2020 |
We are asking the Council to improve their complaints handling:
Rec. number |
What we found |
Outcome needed |
What we need to see |
---|---|---|---|
15. |
Under complaint (b) we found that there were serious and significant failures in relation to complaints handling
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Complaints should be handled in line with the relevant complaint handling procedure
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Evidence that the Council have carried out a review into the handling of this complaint, identified where improvement action (such as training) is required, and developed an action plan to improve complaint handling. By: 9 December 2020
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The Adviser noted that there was a regular programme of supervised contact with both parents, but commented that, in their view, the timetable of contact placed a heavy burden on the children as on occasion they were having two contact visits a day, one with each parent and some that included extended family. The Adviser acknowledged that it is always a difficult balance to ensure there is sufficient contact but also that it is relaxed and comfortable to promote a good experience and build relationships. However, they considered the contact plan, while demonstrating a regular arrangement, was a demanding one for everyone, not least the children. The Council may wish to reflect on this matter.
We laid 95 decisions before the Scottish Parliament this month. For more information, please click on the link below.
Download the Ombudsman's overview (PDF, 169KB) or read it online (link is external). Media enquiries can be made by email or via our online form.
In 2019-20 we received:
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We laid 103 decisions before the Scottish Parliament this month. For more information and an update on our services in response to COVID-19, please click on the link below.
Download the Ombudsman's overview (PDF, 166KB) or read it online (link is external).
Media enquiries can be made by email.
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